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Licensed domestic financial markets operating in Australia



Listed below are the domestic financial markets that have been licensed to operate in Australia by the Minister in accordance with Chapter 7 of the Corporations Act.

See also: overseas financial markets that have been licensed to operate in Australia.


You can download a PDF version of the licence instrument for each facility listed.

We will add to this list when new licences are approved.

Financial markets assessment reports

LicenseeDescription of market
Asia Pacific Exchange Limited PDF download Market in securities and managed investment products.
Wholesale and retail participation.
Approved compensation arrangements available.
For more information go to
www.apx.com.au.
Memorandum of Understanding with APX PDF download
ASX Limited PDF download (ASX) Market in securities, derivatives and managed investments. Wholesale and retail participation. National Guarantee Fund and approved compensation arrangements available.
www.asx.com.au
ASX Futures Exchange Pty Limited PDF download (ASXF) This licence has been cancelled by the Minister at the request of ASX. All derivatives trading now occurs on the ASX market.
Australian Securities Exchange Limited PDF download (Formerly known as the Sydney Futures Exchange Limited) Market in derivatives.
Wholesale and retail participation.
Approved compensation arrangements available.
www.asx.com.au
Memorandum of Understanding with ASX PDF download
BGC Partners (Australia) Pty Limited PDF download Market in the classes of financial products described in clause 5 of the licence.
Wholesale participation.
www.bgcpartners.com
Bloomberg Tradebook Australia Pty Ltd PDF download Seven markets trading in the classes of financial products described in clause 4 of the licence.
Wholesale participation.
For more information, go to www.bloombergtradebook.com
Chi-X Australia Pty Ltd PDF download (Chi-X) Market in securities and managed investments.
Wholesale and retail participation.
Approved compensation arrangements available.
www.chi-x.com/apac/au/
Memorandum of Understanding with Chi-X Australia PDF download
EBS Service Company Limited Market in foreign exchange contracts, foreign exchange derivatives and derivatives that are the exchange of gold, silver, platinum or palladium for currency.
Wholesale participation.
For more information, go to www.ebs.com
FEX Global Pty Ltd PDF downloadMarket in commodity, energy and environmental derivatives.
Wholesale and retail participation.
Approved compensation arrangements available.
www.fex.com.au
Golden Circle Limited PDF download (GCL) This licence has been cancelled by the Minister at the request of Golden Circle. All trading in Golden Circle securities now occurs on the National Stock Exchange of Australia Limited market.
IMB Ltd PDF downloadMarket in IMB Ltd ordinary shares restricted to members by guarantee of IMB Ltd. For more information, go to
www.imb.com.au
Mercari Pty Limited PDF download
Variation to licence 9 December 2010 PDF download
Market in interest rate derivatives, foreign exchange derivatives, commodity derivatives, energy derivatives and environmental derivatives.
Wholesale participation.
For more information go to www.mercari.com.au
National Stock Exchange of Australia Limited PDF download Market in securities, managed investments.
Wholesale and retail participation.
Approved compensation arrangements available.
www.nsxa.com.au
SFE Corporation Limited PDF download This licence has been cancelled by the Minister at the request of SFE Corporation. All trading activity occurs on Sydney Futures Exchange.
SIM Venture Securities Exchange Ltd PDF download (SIMVSE) (Formerly known as Bendigo Stock Exchange Limited) Market in securities, managed investments.
Wholesale and retail participation.
Approved compensation arrangements available.
www.simvse.com.au
Yieldbroker Pty Limited PDF download The markets known as the 'Dealer & client market' and the 'Interdealer market', trading the class of financial products described in clause 5 of the licence.
Wholesale participation.
For more information go to www.yieldbroker.com


More information


0 Annual financial markets assessment reports
0 More about financial markets

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