Lodge online

Register for online access

How to lodge

Download paper forms

Search all forms

Search ASIC registers

Within: 

Search financial services/credit licensees and representatives, liquidators, auditors and more

Professional registers

--------------------------------------------------

More information

Lodge online

decrease text size increase text size print page

Licensed market and clearing and settlement facility assessment reports


As part of the conditions of a granting a licence to operate a financial market or clearing and settlement facility, the licensee must supervise the market in accordance with Part 7.2 of the Corporations Act 2001 (Corporations Act).

Under the Corporations Act ASIC has the power to assess how well the operator of a market and/or clearing and settlement facility is complying with their obligations under the Corporations Act.


Our most recent report:
Chi-X Australia Pty Ltd


Find assessment reports for:
Domestic licensees

Asia Pacific Exchange Limited (formerly Australia Pacific Exchange Limited)

ASX Limited

Australian Clearing House Pty Limited

ASX Settlement and Transfer Corporation Pty Limited

Austraclear Limited

BGC Partners (Australia) Pty Limited

Bloomberg Tradebook Australia Pty Ltd

Chi-X Australia Pty Ltd

EBS Service Company Limited

Golden Circle Limited (no longer licensed)

IMB Ltd

Mercari Pty Limited

National Stock Exchange of Australia Limited (formerly Stock Exchange of Newcastle Limited)
SFE Clearing Corporation Pty Ltd

SIM Venture Securities Exchange Ltd (formerly Bendigo Stock Exchange Limited)

Sydney Futures Exchange Limited

Yieldbroker Pty Limited


Overseas licensees

Board of Trade of the City of Chicago Inc

Chicago Mercantile Exchange, Inc

Eurex Frankfurt AG

ICAP Europe Limited (no longer licensed)

ICE Futures Europe

The London Metal Exchange Limited

Reuters Transaction Services Limited



Asia Pacific Exchange Limited


Formerly Australia Pacific Exchange Limited.

ASX Futures Exchange Limited


No longer licensed.
See ASX Limited


ASX Settlement and Transfer Corporation Pty Limited


See ASX Limited
Back to list of licensees


ASX Limited


Formerly Australian Stock Exchange Limited.
Includes ASX Futures Exchange Limited (until licence cancelled 2004), Australian Clearing House Pty Limited (formerly known as Options Clearing House Pty Ltd), ASX Settlement and Transfer Corporation Pty Limited, Austraclear Limited.

From 2008 onwards also includes Sydney Futures Exchange Ltd and SFE Clearing Corporation Pty Ltd. See Earlier SFE reports

Back to list of licensees


Austraclear Limited


See ASX Limited


Australia Pacific Exchange Limited


See Asia Pacific Exchange Limited


Australian Clearing House Pty Limited


See ASX Limited


Australian Stock Exchange Limited


See ASX Limited


Bendigo Stock Exchange Limited (now SIM Venture Securities Exchange Ltd)


Included in National Stock Exchange of Australia Limited reports from November 2009.
Back to list of licensees


BGC Partners (Australia) Pty Limited




Bloomberg Tradebook Australia Pty Ltd


Back to list of licensees


Board of Trade of the City of Chicago Inc


Back to list of licensees


Chicago Mercantile Exchange, Inc




Chi-X Australia Pty Ltd





EBS Service Company Limited


Back to list of licensees


Eurex Frankfurt AG




Golden Circle Limited


No longer licensed.
Back to list of licensees


ICAP Europe Ltd


No longer licensed.


ICE Futures Europe






IMB Ltd


Back to list of licensees


The London Metal Exchange Limited




Mercari Pty Limited


Back to list of licensees


National Stock Exchange of Australia Limited


Formerly Stock Exchange of Newcastle Limited.
Includes SIM Venture Securities Exchange Ltd (formerly Bendigo Stock Exchange Limited) from November 2009. (The 2003 assessment report for the Stock Exchange of Newcastle is not available.)


Reuters Transaction Services Limited


Back to list of licensees


SFE Clearing Corporation Pty Limited


See Sydney Futures Exchange Limited


Stock Exchange of Newcastle Limited


See National Stock Exchange of Australia Limited


Sydney Futures Exchange Limited


Includes SFE Clearing Corporation Pty Ltd and Austraclear Limited.
Assessment reports from 2008 onwards appear under ASX Limited.

Yieldbroker Pty Limited


Back to list of licensees
























decrease text size increase text size print page