Booklets and brochures
Getting copies of our booklets and brochures for professionals and consumers
Speeches, interviews and articles
Speeches, interviews and articles by ASIC Commission members and other senior staff.
The legislation we administer and how to get copies of it.
Templates we provide to assist applicants.
Memoranda of understanding
These documents outline mutual assistance and the exchange of information with overseas bodies for the purpose of enforcing and securing compliance.
Enforceable undertakings are undertakings given to and accepted by us that are enforceable in a court. They are generally accepted by us as an alternative to civil or administrative action.
Public warning notices
In some circumstances ASIC may issue a notice warning the public about the conduct of a person in relation to financial services: see Australian Securities and Investments Commission Act 2001, s12GLC.
Annual regulatory plan
This document summarises regulatory changes we have made in the past financial year, or plan to make in the next financial year, that may have a medium or significant impact on business.
Senate Continuing Order No 10 - file lists
Indexed lists of files created by ASIC