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More information

Lodge online

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Other resources

Booklets and brochures

Getting copies of our booklets and brochures for professionals and consumers

Speeches, interviews and articles

Speeches, interviews and articles by ASIC Commission members and other senior staff.


The legislation we administer and how to get copies of it.

Pro formas

Templates we provide to assist applicants.

Memoranda of understanding

These documents outline mutual assistance and the exchange of information with overseas bodies for the purpose of enforcing and securing compliance.

Enforceable undertakings

Enforceable undertakings are undertakings given to and accepted by us that are enforceable in a court. They are generally accepted by us as an alternative to civil or administrative action.

Public warning notices

In some circumstances ASIC may issue a notice warning the public about the conduct of a person in relation to financial services: see Australian Securities and Investments Commission Act 2001, s12GLC.

Annual regulatory plan

This document summarises regulatory changes we have made in the past financial year, or plan to make in the next financial year, that may have a medium or significant impact on business.

Senate Continuing Order No 12 - file lists

Indexed lists of files created by ASIC

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