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 Booklets and brochures | Getting copies of our booklets and brochures for professionals and consumers |
Speeches, interviews and articles | Speeches, interviews and articles by ASIC Commission members and other senior staff. |
Legislation | The legislation we administer and how to get copies of it. |
Pro formas | Templates we provide to assist applicants. |
Memoranda of understanding | These documents outline mutual assistance and the exchange of information with overseas bodies for the purpose of enforcing and securing compliance. |
Enforceable undertakings | Enforceable undertakings are undertakings given to and accepted by us that are enforceable in a court. They are generally accepted by us as an alternative to civil or administrative action. |
Public warning notices | In some circumstances ASIC may issue a notice warning the public about the conduct of a person in relation to financial services: see Australian Securities and Investments Commission Act 2001, s12GLC. |
Annual regulatory plan | This document summarises regulatory changes we have made in the past financial year, or plan to make in the next financial year, that may have a medium or significant impact on business. |
Senate Continuing Order No 10 - file lists | Indexed lists of files created by ASIC |