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About registers

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Road map - dealing with ASIC



Other topics | About the road map

Topic


Applying for relief


Application procedures
RG 21 How ASIC charges fees for relief applications
RG 51 Applications for relief
RG 92 Procedural fairness to third parties
RG 108 No-action letters

Reports on our previous decisions

REP 34 Overview of decisions on relief applications from financial service providers (October 2003 to August 2004)
REP 39 Overview of decisions on relief applications from financial service providers (August to December 2004)
REP 49 Overview of decisions on relief applications from financial service providers (January to April 2005)
REP 65 Overview of decisions on relief applications from financial service providers (May to August 2005)
REP 71 Overview of decisions on relief applications from financial service providers (September to December 2005)
REP 77 Overview of decisions on relief applications (January to March 2006)
REP 81 Overview of decisions on relief applications (April to June 2006)
REP 88 Overview of decisions on relief applications (July to September 2006)
REP 95 Overview of decisions on relief applications (October to December 2006)
REP 97 Overview of decisions on relief applications (January to May 2007)
REP 111 Overview of decisions on relief applications (June to August 2007)
REP 124 Overview of decisions on relief applications (September to November 2007)
REP 133 Overview of decisions on relief applications (December 2007 to March 2008)
REP 142 Overview of decisions on relief applications (April to July 2008)
REP 150 Overview of decisions on relief applications (August to November 2008)
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Breach reporting


RG 78 Breach reporting for AFS licensees
RG 108 No-action letters
INFO 52 Protection for whistleblowers


Making complaints


RG 92 Procedural fairness to third parties
INFO 33 Getting your money back
INFO 52 Protection for whistleblowers
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Hearings, investigations and enforcement


RG 8 Hearings practice manual
RG 15 Enforcement action—no undertakings
RG 47 Public comment
RG 52 Enforcement action submissions
RG 103 Confidentiality and release of information
INFO 1 Administrative hearings
INFO 12 ASIC search information and fees

Banning and disqualification
RG 98 Licensing: Administrative action against financial services providers
RG 180 Auditor registration
RG 186 External administration: Liquidator registration
INFO 14 Bankruptcy and personal insolvency agreements
INFO 26 Don't get burned

Investigations
REP 1 Reports of investigation: Spedley Securities Ltd
REP 2 Reports of investigation: Burns Philp and Co Ltd

Enforceable undertakings
RG 100 Enforceable undertakings: an ASIC guide

Infringement notices
RG 73 Continuous disclosure obligations: infringement notices

Hearings
RG 8 Hearings practice manual
INFO 1 Administrative hearings
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Getting information from ASIC


INFO 26 Don't get burned
INFO 92 Probity request procedures for overseas regulators

ASIC's public registers
INFO 12 ASIC search information and fees
INFO 21 Company alert - An ASIC internet service
INFO 38 Identical names check - an ASIC internet service
INFO 51 Professional registers

Release of confidential information
RG 92 Procedural fairness to third parties
RG 103 Confidentiality and release of information


Intervention and 3rd party proceedings


RG 4 Intervention
RG 142 Schemes of arrangement and ASIC review
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Lodging documents with ASIC


RG 16 External administrators—reporting and lodging
RG 152 Lodgment of disclosure documents
INFO 8 ASIC corporate key
INFO 21 Company alert - An ASIC internet service
INFO 30 Fees for commonly lodged documents
INFO 37 How to avoid late fees
INFO 57 Software you need
INFO 77 What you need to know about registered agents
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Review of ASIC decisions


RG 52 Enforcement action submissions
RG 57 Notification of rights of review
INFO 9 ASIC decisions - your rights


Serving legal documents on ASIC


RG 17 Fees for subpoenas
RG 18 Serving legal documents on the ASC
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