• ASIC bans Victorian company director for ten years
  Mr Charles Phillip Grummisch, 58, of Warrandyte, Victoria, has been banned from providing financial services for ten years by us. 10-59AD. 19 Mar
• Executive sentenced over market manipulation
  Former Genetic Technologies Limited chief operating officer, Mr Geoffrey Edgar Newing, has been handed a custodial sentence in the County Court of Victoria following an investigation by the us into the trading of the company's shares, listed on the ASX under the stock code ‘GTG’. 10-58AD. 19 Mar
• Charges against Mark Shepherd discontinued
  The Commonwealth Director of Public Prosecutions has discontinued charges brought by us against Mr Mark Pirimona Shepherd, of Benowa Waters, Queensland. 10-57AD. 19 Mar
• ASIC moves to next phase of Storm investor compensation
  We have completed a major phase of our investigation into the affairs of Storm Financial Limited. 10-56AD. 19 Mar
• Melbourne director pleads guilty to failing to assist liquidator
  Mr Barry John Patrick, 67, of Pakenham Victoria has pleaded guilty in the Melbourne Magistrate Court to six charges following an investigation by us into his conduct as an officer of a number of companies including Supatrust Finance Ltd. 10-55AD. 17 Mar
• Adelaide financial adviser banned for five years
  We have banned Mr Steven Edward Fleetwood of Glenelg North, South Australia from providing financial services for five years. 10-54AD. 17 Mar

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