This register lists all people or companies authorised as representatives by an Australian financial services (AFS) licensee or by a corporate representative of a licensee. Directors and employees of licensees do not appear in this register as they do not need to be authorised by the licensee. Contact the licence holder to check.
You should also check the Enforceable Undertakings Register to find out whether the person has undertaken not to carry on a financial services business as an AFS Authorised Representative.
An AFS authorised representative may be authorised:
to provide all, or a subset of, the financial services and products that the licensee is authorised to undertake;
Type in the name, family name, legal name or business name (or the first few characters of the name) of the representative. Where the representative is a person, names are ordered by family name. For other representatives, names are ordered by legal name or business name.
Your search results will include names of people, organisations and/or business names. An * next to a name denotes a former name (or business name) for this representative.
The first screen will show basic details for the first 10 representatives starting from the name entered. You may:
click on the representative number to see more details
enter a new starting name at the bottom of the list and press SUBMIT
press the MORE button to continue with the next 10 names
start a new search (press SEARCH AGAIN).
Clicking on a representative number will show you either:
all the details for the representative for the one licensee that authorised the representative, or
a list of the licensees that have authorised the representative.
Selecting a licence number will show you the details for the representative for that licensee. Details shown include the name and number of the licensee, the name, address, business name (if any) and the class of financial service authorisations for this representative for this licensee.
