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Markets - an overview



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Markets

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ASIC's role in financial markets

A financial market is a facility through which offers to buy and sell financial products are regularly made. Anyone who operates a financial market in Australia must obtain a licence to do so, or otherwise be exempted by the Minister.

Licensed financial markets

List of domestic markets and overseas markets that have been licensed by the Minister to operate in Australia

Licensed clearing and settlement facilities

List of licensed clearing and settlement (C&S) facilities that have been licensed by the Minister to operate in Australia.

Exempt facilities

List of facilities that have been exempted by the Minister from the markets licensing provisions and clearing and settlement facility licensing provisions.

Market assessment reports

Under the Corporations Act, ASIC must assess, at least once every year, whether a licensee has adequate arrangements to supervise its market.

More information

False market rumours
Short selling
Regulatory documents and class orders
Consultation papers






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