Codes monitoring reports : Reports on compliance with the payments system codes of practice and the EFT code of conduct (on our consumer website, FIDO)
REP 179 Response to submissions on CP 111: Financial resources arrangements for credit licensees
Released 18 December 2009 Download the report | Read the submissions
REP 178 Response to submissions on CP 110 General conduct obligations of credit licensees
Released 18 December 2009 Download the report | Read the submissions
REP 177 Response to submissions on CP 109 Margin lending: Financial requirements
Released 2 December 2009 Download report | Read the submissions
REP 176 Response to submissions on CP 108 Margin lending: Training of financial advisers
Released 2 December 2009 Download report | Read the submissions
REP 174 Effects of the Australia–New Zealand mutual recognition regime for securities offerings
Released 23 October 2009 Download report | Read the advisory
REP 160 Response to submissions on CP 105 Facilitating equity capital raising
Released 18 June 2009 Download report | Read the advisory
Rep 159 Report on submissions to CP 103 Review of share purchase plan threshold
Released 18 June 2009 Download report | Read the advisory
REP 158 Survey of the OTC Derivatives Market in Australia
A joint report by the Australian Prudential Regulation Authority, Australian Securities and Investments Commission and Reserve Bank of Australia
Released 22 May 2009 Download report | Read the media release
REP 155: Debt collection practices in Australia
A joint report by the Australian Competition and Consumers Commission and the Australian Securities and Investments Commission
Released 14 May 2009 Download report | Read the ACCC media release
REP 147: Market assessment report: The London Metal Exchange Limited ARBN 120 748 021
Released 14 January 2009 Download report | Read the advisory
REP 146: Market assessment report: Eurex Frankfurt AG ARBN 100 999 764
Released 14 January 2009 Download report | Read the advisory
REP 145: Market assessment report: Board of Trade of the City of Chicago Inc. ARBN 110 594 459
Released 14 January 2009 Download report | Read the advisory
REP 144: Market assessment report: Chicago Mercantile Exchange Inc. ARBN 103 432 391
Released 14 January 2009 Download report | Read the advisory
2008
REP 143: Review of credit rating agencies and research houses
A joint report by the Treasury and the Australian Securities and Investments Commission.
Released 13 November 2008 Download report
REP 142: Overview of decisions on relief applications (April to July 2008)
Released 31 October 2008 Download report
REP 109 'All we have is this house' Report on consumer experiences with reverse mortgages
Released 21 November 2007 Download report | Read the media release
REP 100 Market assessment report: IMBL Limited (September 2007)
Released September 2007 Download report
REP 99Market assessment report: Sydney Futures Exchange Limited/SFE Clearing Corporation Pty Ltd/Austraclear Limited (September 2007)
Released November 2007 Download report | Read the media release
REP 97 Overview of decisions on relief applications (January to May 2007)
Provides an overview of situations where ASIC has exercised, or refused to exercise, its exemption and modification powers. Released September 2007. Download report
REP 96 Market assessment report: Eurex Frankfurt AG (June 2007)
Released June 2007 Download report
REP 95 Overview of decisions on relief applications (October to December 2006)
Provides an overview of situations where ASIC has exercised, or refused to exercise, its exemption and modification powers. Released May 2007. Download report
REP 94 Market assessment report: ASX Limited/Australian Clearing House Pty Limited/ASX Settlement and Transfer Corporation Pty Limited (May 2007)
Released May 2007. Download report
REP 93 Market assessment report: Chicago Mercantile Exchange Inc (March 2007)
Released March 2007. Download report
REP 92 Market assessment report: Board of Trade of the City of Chicago Inc (February 2007)
Released March 2007. Download report
REP 91 Market assessment report: ICAP Europe Limited (February 2007)
Released February 2007. Download report
REP 90 Market assessment report: Australian Pacific Exchange Limited (February 2007)
Released March 2007. Download report
REP 89 Making home insurance better
Examines what steps insurance companies have taken to address the problem of home underinsurance since the 2005 report. Released January 2007. Download report | Read the media release
REP 88 Overview of decisions on relief applications (July to September 2006)
Provides an overview of situations where ASIC has exercised, or refused to exercise, its exemption and modification powers. Released January 2007. Download report
2006
REP 87 Market assessment report: Yieldbroker Pty Limited (November 2006)
Released November 2006. Download report
REP 86 Market assessment report: IMB Ltd (October 2006)
Released November 2006. Download report
REP 85 Market assessment report: Reuters Transaction Services Limited (September 2006)
Released November 2006. Download report
REP 84 Monitoring superannuation fees and costs (October 2005 to June 2006)
Released November 2006. Download report
REP 82 Market assessment report: Stock Exchange of Newcastle Limited (September 2006)
Released September 2006. Download report
REP 81 Overview of decisions on relief applications (April to June 2006)
Provides an overview of situations where ASIC has exercised, or refused to exercise, its exemption and modification powers. This report has been expanded to include applications for relief from the financial reporting, takeovers, and fundraising provisions, as well as the financial services and managed investments provisions. Released September 2006. Download report
REP 80 Market assessment report: Mercari Pty Limited (August 2006)
Released June 2006. Download report
REP 79 Market assessment report: Australian Clearing House Pty Limited/ASX Settlement and Transfer Corporation Pty Limited (July 2006)
Released August 2006. Download report
REP 78 Audit inspection program
Second report to the Financial Reporting Council on the results of ASIC's on-site inspections of audit firms. Released August 2006. Download report
REP 77 Overview of decisions on relief applications (January to March 2006)
Provides an overview of situations where ASIC has exercised, or refused to exercise, its exemption and modification powers. This report has been expanded to include applications for relief from the financial reporting, takeovers, and fundraising provisions, as well as the financial services and managed investments provisions. Released July 2006. Download report
REP 76 Market assessment report: SFE Clearing Corporation Pty Limited/Austraclear Limited (May 2006)
Released June 2006. Download report
REP 75 Market assessment report: Sydney Futures Exchange Limited (May 2006)
Released June 2006. Download report
REP 74 Market assessment report: Eurex Frankfurt AG (May 2006)
Released June 2006. Download report
REP 73 Market assessment report: EBS Service Company Limited (May 2006)
Released May 2006. Download report
REP 72 Market assessment report: Chicago Mercantile Exchange Inc (May 2006)
Released May 2006. Download report
REP 71 Overview of decisions on relief applications from financial service providers (September to December 2005)
Provides an overview of situations where ASIC has exercised, or refused to exercise, its powers to grant relief from the financial services and managed investments provisions. Released April 2006. Download report
REP 70 Market assessment report: ICAP Europe Limited (February 2006)
Released February 2006. Download report
REP 69 Shadow shopping survey on superannuation advice
The purpose of the survey was to assess whether the advice given to consumers after the introduction of Super Choice complied with the law. Released April 2006. Download report
REP 68 Market assessment report: Australian Stock Exchange Limited (February 2006)
Released March 2006. Download report
REP 67 Market assessment report: SFE Clearing Corporation Pty Limited/Austraclear Limited (January 2006)
Released January 2006. Download report
REP 66 Monitoring advertising in superannuation
A report about media advertising of superannuation. Statistics from our monitoring by month, medium and sector, July 2004 to November 2005. Released January 2006. Download report
2005
REP 65 Overview of decisions on relief applications from financial service providers (May to August 2005)
Provides an overview of the situations where ASIC has exercised, or refused to exercise, its to grant relief from the financial services and managed investments provisions. Released December 2005. Download report
REP 64 Market assessment report: Reuters Transaction Services Limited (November 2005)
Released December 2005. Download report
REP 63 Compliance with the EFT Code of Conduct (April 2003 to March 2004)
Released December 2005. Download report from our consumer website, FIDO
REP 62 Market assessment report: Sydney Futures Exchange Limited (November 2005)
Released December 2005. Download report
REP 61 Market assessment report: Australian Pacific Exchange Limited (November 2005)
Released November 2005. Download report
REP 60 Market assessment report: Yieldbroker Pty Limited (October 2005)
Released November 2005. Download report
REP 58 Report on the auditor inspection program
We have released the findings of our first year of on-site inspections of audit firms since the enactment of new regulatory requirements. Released November 2005. Download report | Read the media release
REP 57 Market assessment report: Australian Clearing House Pty Limited/ASX Settlement and Transfer Corporation Pty Limited (September 2005)
Released October 2005. Download report
REP 56 Market assessment report: SFE Clearing Corporation Pty Limited (August 2005)
Released October 2005. Download report
REP 55 Collecting statute-barred debts
A report into debt collection industry practices in relation to old debts where the legal limitation period has expired. Released September 2005. Download report | Read the media release
REP 53 Good transaction fee disclosure
A report on disclosure of transaction fees by banks, building societies and credit unions. Released 7 September 2005. Download report | Read the media release
REP 52 Market assessment report: Chicago Mercantile Exchange Inc (July 2005)
Released August 2005. Download report
REP 51 Report to the Parliamentary Joint Committee on late 2004 (and early 2005) superannuation switching advice surveillance
This report provides more detail on the results of our super switching surveillance, as requested by the Parliamentary Joint Committee on Corporations and Financial Services. Released November 2005. Download report
REP 50 Superannuation switching surveillance
A report on our super switching surveillance conducted in late 2004 and early 2005. Released August 2005. Download report | Read the media release
REP 49 Overview of decisions on relief applications from financial service providers (January to April 2005)
Provides an overview of situations where ASIC has exercised, or refused to exercise, its powers to grant relief from the financial services and managed investments provisions. Released July 2005. Download report
REP 48 Market assessment report: Eurex Frankfurt AG (July 2005)
Released July 2005. Download report
REP 47 Market assessment report: Bendigo Stock Exchange Limited (July 2005)
Released July 2005. Download report
REP 46 Market assessment report: Australian Stock Exchange Limited (June 2005)
Released July 2005. Download report
REP 45 Market assessment report: Yieldbroker Pty Limited (June 2005)
Released July 2005. Download report
REP 44 Market assessment report: ICAP Europe Limited (June 2005)
Released July 2005. Download report
REP 43 Market assessment report: Golden Circle Limited (June 2005)
Released July 2005. Download report
REP 41 Market assessment report: Stock Exchange of Newcastle Limited (June 2005)
Released June 2005. Download report
REP 40 Market assessment report: Sydney Futures Exchange Limited (April 2005)
Released June 2005. Download report
REP 39 Overview of decisions on relief applications from financial service providers (August to December 2004)
Provides an overview of situations where ASIC has exercised, or refused to exercise, its powers to grant relief from the financial services and managed investments provisions. Released May 2005. Download report
REP 38 High-yield debentures – ASIC surveillance report
Results of an intensive surveillance of high-yield debentures that was conducted in late 2004. Released February 2005. Download report | Read the media release
REP 36 Market assessment report: Stock Exchange of Newcastle Limited (December 2004)
Released December 2004. Download report
REP 35 Market assessment report: Bendigo Stock Exchange Limited (November 2004)
Released December 2004. Download report
REP 34 Overview of decisions on relief applications from financial service providers (October 2003 to August 2004)
Provides an overview of situations where ASIC has exercised, or refused to exercise, its powers to grant relief from the financial services and managed investments provisions. Released December 2004. Download report
REP 33 Market assessment report: Australian Clearing House Pty Limited/ASX Settlement and Transfer Corporation Pty Limited (November 2004)
Released November 2004. Download report
REP 32 Market assessment report: Australian Stock Exchange Limited/ ASX Futures Exchange Limited (August 2004)
Released September 2004. Download report
REP 31 Consumer decision making at retirement
This report reveals that there is a low level of planning by retirees before they retire. This was due, in part, to a general lack of interest by people in superannuation until they needed to make a decision. Visit FIDO, our website for consumers and investors, for copies of the report, media release and executive summary.
REP 27 Compliance with the Payment System Codes of Practice and the EFT Code of Conduct (April 2002 to March 2003)
Released December 2003. Download report from our consumer website, FIDO
REP 26 Market assessment report: Sydney Futures Exchange Limited / SFE Corporation Limited (November 2003)
Released November 2003. Download report
REP 25 Market assessment report: Australian Stock Exchange Limited/ ASX Futures Exchange Limited (June 2003)
Released September 2003. Download report
REP 23 A model for fee disclosure in product disclosure statements for investment products
Released August 2003, updated June 2004. Download report | Read the media releases 03-243 and 04-192
REP 22 A review of the research on the past performance of managed funds
Released September 2002, revised June 2003. Download report | Read the media release
REP 21 Report on the review of 2001 & 2002 annual financial reports of South Australian securities dealers
Released May 2003. Download report | Read the media release
REP 20 Compliance with the Payment System Codes of Practice and the EFT Code of Conduct (April 2001 to March 2002)
Released March 2003. Download report from our consumer website, FIDO
REP 19 A report to ASIC on the finance and mortgage broking industry
Prepared by the Consumer Credit Legal Centre NSW (Inc). Released 26 March 2003. Download report | Read the media release
REP 17 Compliance with advice and disclosure obligations: Report on primary production schemes
Released February 2003. Download report | Read the media release
2002
REP 16 Disclosure of fees and charges in managed investments, review of current Australian requirements and options for reform
A report prepared for ASIC by Professor Ian Ramsay about the disclosure of fees and charges for investment products. Released September 2002. Read the media release and Download report
REP 15 Hook, line & sinker: Who takes the bait in cold calling scams?
A more detailed report about the experiences of Australians who were cold called based on research ASIC undertook. Released June 2002. Download report
REP 14 International cold calling investment scams
An ASIC report into international telemarketing scams. Released June 2002. Download report
REP 13 Compliance with the Payment System Codes of Practice and the EFT Code of Conduct (April 2000 to March 2001)
Released March 2002. Download report from our consumer website, FIDO
REP 12 Book up: Some consumer problems
A report prepared for ASIC by Mr Gordon Renouf about some of the problems that arise for consumers using the "book up" system. "Book up" is a form of store credit which is common in regional Australia. Released March 2002. Download report
2001
REP 11 Compliance with the Payment System Codes of Practice and the EFT Code of Conduct (April 1999 to March 2000)
Released February 2001. Download report from our consumer website, FIDO
REP 10 Final report of the national life insurance disability campaign
Released February 2001. Download report
REP 8 Inquiry into fees on electronic and telephone banking
Our submission to the Parliamentary Joint Committee on Corporations and Securities. Released June 2000. Download report | Read the executive summary
REP 7 Consumer understanding of flood insurance
Released June 2000. Download report
REP 4 Compliance with the Payment System Codes of Practice and the EFT Code of Conduct (April 1998 to March 1999)
Released January 2000. Download report from our consumer website, FIDO
1999
REP 3 Stocktake of Consumer Education in Financial Services
Research and reports by the Financial Services Consumer Policy Centre for ASIC. Released July 1999. Download report
1998
REP 1 / REP 2 Reports of investigations
Report of the Special Investigation into Spedley Securities Limited and Report of the Investigation into Burns Philp and Company Limited. Released December 1998. Download reports
