![Show details for [<td width = "100%" colspan ="2" >Deposit Products And Non-Cash Payments</td>]](/icons/expand.gif) | | Deposit Products And Non-Cash Payments |
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![Hide details for [<td width = "100%" colspan ="2" >Self-paced</td>]](/icons/collapse.gif) | | Self-paced |
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| | | Accountant's SMSF RG146 Gap Training Program
Tier: 1
Location: All of Australia
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| | | Accountants SuperPackage
Description: This course covers RG146 Superannuation and RG146 SMSF and RG146 Skills. Generic Knowledge is completed via recognition of prior learning.....More
Tier: 1
Location: All of Australia
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| | | Advanced Diploma of Financial Planning
Description: Tax and Estate Planning, Advanced Financial Planning (was Complex financial planning) and Professional Adviser PLUS three elective subjects:
• Margin lending (was Margin lending & geared investments)
• Managed Investments (MI)
• Securities(SEC)
• Derivatives (DER)
• Insurance and Risk Protection (IRP)
• Superannuation (SUP)
Please check Statement of Attainment to confirm Units of Competencies....More
Tier: 1
Location: All of Australia
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| | | Advanced Diploma of Financial Services (Financial Planning)
Description: The Advanced Diploma is comprised of FOUR specialist courses and it is a pre-requisite entry requirement that a student must have successfully completed the the Diploma of Financial Services (Financial Planning) (FNS50804) prior to enrolment. Participants who are assessed against any of the ASIC advisory units and their pre-requisites identified below within this program will receive a Statement....More
Tier: 1
Location: Sydney, NSW regional, Melbourne, VIC regional, Adelaide, SA regional, Perth, WA regional, Brisbane, QLD regional
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| | | Advice in Derivatives and Securities
Description: This course (DFS 3) covers Derivatives and Securities advice. It also includes areas relating to analysing financial risk and financial markets. On completion of this module and the Diploma of Financial Services Financial Planning module (DFS 1) you will be able to assist clients to establish financial plans in financial products relating to Derivatives and Securities and cover the important area....More
Tier: 1
Location: All of Australia
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| | | Advice in Insurance Broking
Description: This course (DFS 5) covers general and personal advice in Insurance Broking. On completion of this module and the Diploma of Financial Services Financial Planning module (DFS1) you will be able to give personal advice and assist clients to establish protection strategies around risk management using general insurance products. Participants who successfully complete assessments will be awarded a....More
Tier: 1
Location: All of Australia
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| | | Advice in Life Insurance
Description: This course (DFS 2) covers Life Insurance, Total Permanent Disability Insurance, Trauma (Living) Insurance, Income Protection, General Insurance and covers both “General advice” and Personal advice. On completion of this course, and the Diploma of Financial Services Financial Planning (DFS 1) participants will be able to assist clients to establish protection strategies around risk management....More
Tier: 1
Location: All of Australia
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| | | Advice in Life Insurance (FNS10)
Description: This course (DFS 2) covers Life Insurance, Total Permanent Disability Insurance, Trauma (Living) Insurance, Income Protection, General Insurance and covers both “General advice” and Personal advice. On completion of this course, and the Diploma of Financial Services Financial Planning (DFS 1) participants will be able to assist clients to establish protection strategies around risk management....More
Tier: 1
Location: All of Australia
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| | | Advice in Managed Investments (FNS10)
Description: This course covers general and personal advice in Investments. It also includes areas relating to taxation, disclosure and compliance.....More
Tier: 1
Location: All of Australia
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| | | Advice in Superannuation and Managed Investments
Description: This course (DFS 4) covers general and personal advice in Investment and Superannuation. It also includes areas relating to taxation, disclosure, compliance, investments and retirement income streams.
On completion of this module and the Diploma of Financial Services Financial Planning module (DFS 1) you will be able to assist clients to establish financial plans in financial products relating to....More
Tier: 1
Location: All of Australia
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| | | Advice in Superannuation (FNS10)
Description: This course covers general and personal advice in Superannuation. It also includes areas relating to taxation, disclosure, compliance, investments and retirement income streams.....More
Tier: 1
Location: All of Australia
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| | | AES2 Securities
Description: For full RG146 compliance against the specified knowledge and skills, participants must complete AES2 Securities; AESG Generic Knowledge and the Financial Education Professionals skills module. Note: GST is payable in addition to the course cost. Should the Skills module not be completed, the student has gained RG146 compliance in Securities General Advice only.....More
Tier: 1
Location: All of Australia
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| | | AES3 Derivatives
Description: For full RG146 compliance against the specified knowledge and skills, participants must complete AES3 Derivaties; AESG Generic Knowledge and the Financial Education Professionals skills module. Note: GST is payable additional to the course cost below. Should the Skills module not be completed, the student has gained RG146 compliance in Derivatives General Advice only.....More
Tier: 1
Location: All of Australia
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| | | AES4 Managed Investments
Description: For full RG146 compliance against the specified knowledge and skills, participants must complete AES4 Managed Investments; AESG Generic Knowledge and the Financial Education Professionals skills module. Note: GST is payable in addition to the course cost below. Should the Skills module not be completed, the student has gained RG146 compliance in Managed Investments General Advice only.....More
Tier: 1
Location: All of Australia
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| | | AES6 Life Insurance
Description: For full RG146 compliance against the specified knowledge and skills, participants must complete AES6 Life Insurance; AESG Generic Knowledge and the Financial Education Professionals skills module. Note: GST is payable in addition to the course cost below. Should the Skills module not be completed, the student has gained RG146 compliance in Life Insurance General Advice only.....More
Tier: 1
Location: All of Australia
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| | | AES7 Deposit products and non-cash payments
Description: For full RG146 compliance against the specified knowledge and skills, participants must complete AES7 Deposit products and non-cash payments; AESG Generic Knowledge and the Financial Education Professionals skills module. Note: GST is payable in addition to the course cost below. Should the Skills module not be completed, the student has gained RG146 compliance in Deposit products and non-cash....More
Tier: 2
Location: All of Australia
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| | | AES8 Foreign Exchange
Description: For full RG146 compliance against the specified knowledge and skills, participants must complete AES8 Foreign Exchange; AESG Generic Knowledge and the Financial Education Professionals skills module. Note: GST is payable in addition to the course cost below. Should the Skills module not be completed, the student has gained RG146 compliance in Foreign Exchange General Advice only.....More
Tier: 1
Location: All of Australia
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| | | AES9 Margin Lending facilities
Description: For full RG146 compliance against the specified knowledge and skills, participants must complete AES9 Margin Lending facilities; AESG Generic Knowledge and the Financial Education Professionals skills module. Note: GST is payable in addition to the course cost below. Should the Skills module not be completed, the student has gained RG146 compliance in Margin Lending General Advice only.....More
Tier: 1
Location: All of Australia
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| | | AESG Generic Knowledge
Description: This module covers the ASIC generic knowledge requirements. For compliance against ASIC Tier 1 or Tier 2 the module must be undertaken in conjunction with other specialist knowledge modules and for RG146 Personal Advice, the Financial Education Professionals Skills Module. A statement of Attainment will only be gained on completion of one or more of the specialist knowledge modules and the skills....More
Tier: 1
Location: All of Australia
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| | | AFMA Debt Markets Module (part of the AFMA Financial Markets Accreditation Program)
Description: Participants who meet the pre-requisite requirements and successfully complete assessments will be awarded a nationally recognised Statement of Attainment. Please note, RG146 compliance in the specialist knowledge areas indicated below is achieved only upon successful completion of both the Financial Services Core Module and the Debt Markets Module.....More
Tier: 1
Location: All of Australia
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| | | AFMA Equity Markets Module (part of the AFMA Financial Markets Accreditation Program)(FNS04)
Description: Particpants are awarded a nationally recognised Statement of Attainment if they meet all pre-requisite requirements units and successfully complete assessments. The following pre-requisite units are delivered through the completion of the Financial Markets Core Module - FNSFMKT502B Analyse financial market products for clients; FNSFMKT503B Advise clients on financial risk; and FNSICCUS506B....More
Tier: 1
Location: All of Australia
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| | | AFMA Financial Markets Accreditation Program
Description: Participants who successfully complete all the assessments for the AFMA Financial Markets Core Module (Module 1) and a Specialist Product Module (detailed below) will be awarded a nationally recognised qualification. Module 1: Financial Markets; Module 2: Foreign Exchange Markets; Module 3: Debt Markets; Module 4: Futures Markets; Module 5: Electricity Financial Markets; Module 6: Equity Markets.....More
Tier: 1
Location: All of Australia
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| | | AFMA Financial Markets Accreditation Program (FNS04)
Description: Participants who successfully complete all the assessments for the AFMA Financial Markets Core Module (Module 1) and a Specialist Product Module (detailed below) will be awarded a nationally recognised qualification.
Module 1: Financial Markets;
Module 2: Foreign Exchange Markets;
Module 3: Debt Markets;
Module 4: Futures Markets;
Module 5: Electricity Financial Markets;
Module 6: Equity....More
Tier: 1
Location: All of Australia
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| | | AFMA Financial Markets Accreditation Program (Individual Assessment) (FNS04)
Description: This avenue is available to participants who have worked in the Financial Markets industry for 5 out of last 8 years. It is an assessment of an Individuals prior knowledge and skills and is conducted via an Online Multiple Choice closed book Examination, Workplace skills assessment via an eportfolio (evidence based assessment) and completion of a scenario based case study. ....More
Tier: 1
Location: All of Australia
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| | | AFMA Financial Markets Core Module (part of the AFMA Financial Markets Accreditation Program)
Description: The AFMA Financial Markets Core module is the first module in the AFMA Financial Markets Accreditation Program and covers the Generic Knowledge requirements. This is a pre-requisite module and must be completed prior to enolment in one of the specialist modules. By completing the Financial Markets Core module and a specialist Module will award the Diploma of Financial Markets FNS51010/FNS51011.....More
Tier: 1
Location: All of Australia
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| | | AFMA Financial Markets Core Module (part of the AFMA Financial Markets Accreditation Program) (FNS04)
Description: The AFMA Financial Markets Core module is the first module in the AFMA Financial Markets Accreditation Program and covers the Generic Knowledge and Skills requirements. This is a pre-requisite module and must be completed prior to enolment in one of the specialist modules. By completing the Financial Markets Core module and a specialist Module students will be awarded the Diploma of Financial....More
Tier: 1
Location: All of Australia
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| | | AFMA Foreign Exchange Markets Module (part of the AFMA Financial Markets Accreditation Program)
Description: This course was previously called AFMA Foreign Exchange Module (part of the AFMA Financial Services Accreditation Program). Participants who meet the pre-requisite requirements and successfully complete assessments will be awarded a nationally recognised Statement of Attainment. Please note, RG146 compliance in the specialist knowledge areas indicated below is achieved only upon successful....More
Tier: 1
Location: All of Australia
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| | | AFMA Futures Markets Module (part of the AFMA Financial Markets Accreditation Program)(FNS04)
Description: This course was previously called AFMA Futures Module (part of the AFMA Financial Services Accreditation Program). Participants who meet the pre-requisite requirements and successfully complete assessments will be awarded a nationally recognised Statement of Attainment. Please note, RG146 compliance in the specialist knowledge areas indicated below is achieved only upon successful completion of....More
Tier: 1
Location: All of Australia
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| | | AFMA Managed Investments Module (part of the AFMA Financial Markets Accreditation Program)
Description: Particpants are awarded a nationally recognised Statement of Attainment if they meet all pre-requisite requirements units and successfully complete assessments. The following pre-requisite units are delivered through the completion of the Financial Markets Core Module - FNSFMK502A Analyse financial market products for client, FNSFMK503A Advise clients on financial risk, FNSCUS505A Determine....More
Tier: 1
Location: All of Australia
| | |
| | | AFMA Managed Investments Module (part of the AFMA Financial Markets Accreditation Program) (FNS04)
Description: Particpants are awarded a nationally recognised Statement of Attainment if they meet all pre-requisite requirements units and successfully complete assessments. The following pre-requisite units are delivered through the completion of the Financial Markets Core Module - FNSFMKT502B Analyse financial market products for clients; FNSFMKT503B Advise clients on financial risk; and FNSICCUS506B....More
Tier: 1
Location: All of Australia
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| | | AFSL Tier 2 Accreditation (FNS10)
Description: Advice Education delivers training to the existing and prospective authorised representatives that represent any of the Australian Financial Services Licensees within the National Australia Bank group. This course covers the 2 units of competency to allow participants to advise on Tier 2 products. Guidebook and Online Assessment (including e-learning screens) covers the following general....More
Tier: 2
Location: All of Australia
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| | | Allianz Australia Tier 2 Training Programme - General Advice (General Insurance)
Description: This course is provided for Allianz Australia staff only. Participants will be able to provide general advice in Tier 2 General Insurance.....More
Tier: 2
Location: All of Australia
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| | | Allianz Australia Tier 2 Training Programme - Personal and General Advice (General Insurance)
Tier: 2
Location: All of Australia
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| | | Allianz e-Campus Life Insurance Industry Knowledge Course
Description: This is an internal education program available to employees of Allianz Australia Limited only.....More
Tier: 1
Location: All of Australia
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| | | ANZIIF Tier 1 General Insurance Personal Accident and Sickness- FSI 401 Serving the Customer and FSI 402 Insurance Law and Regulation
Description: Completion of these 2 modules from the Certificate IV in Financial Services (General Insurance) program will provide students with ASIC Tier 1 General Insurance compliance. The course is delivered via distance learning using self paced study guides and learning resources. On successful completion of assessment participants will receive a nationally recognised Statement of Attainment. The cost of....More
Tier: 1
Location: All of Australia
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| | | ANZIIF Tier 1 Life Insurance and Superannuation-FSL501 Serving the Life and Superannuation Customer and FSL502 Life Insurance and Superannuation Law and Regulation
Description: This course combines 2 of the 6 compulsory units required for the Diploma of Financial Services (Life Insurance). Completion of these modules will provide students with Tier 1 industry compliance for Life insurance and Superannuation. On successful completion of assessments participants will receive a nationally recognised Statement of Attainment. The cost of the program is $730 per module.....More
Tier: 1
Location: All of Australia
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| | | ASFA Self Managed Superannuation Funds Course
Description: The Self Managed Superannuation Funds (SMSFs) course is designed for superannuation practitioners who need a thorough understanding of the major issues in the specialist superannuation area of self managed superannuation funds (SMSFs). Participants must have completed ASFA146 Superannuation + Skills assessment as a pre-requisite to enrolment in this course. ....More
Tier: 1
Location: All of Australia
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| | | ASIC Tier 2 Banking Licensing.
Description: This course covers the following financial products: Basic deposit products:
- bank deposits/savings
- term deposits
- general banking
- FHSA (first home saver account)....More
Tier: 2
Location: All of Australia
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| | | ASIC Tier 2 Compliance Program
Description: Students who successfully complete the training program and assessments will obtain a nationally recognised Statement of Attainment from FNS30110 Certificate III in Financial Services.
....More
Tier: 2
Location: Sydney
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| | | ASIC Tier 2 General Insurance Licensing
Description: This course covers the following financial products: General Insurance.....More
Tier: 2
Location: All of Australia
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| | | Certificate III in Customer Contact
Description: This course incorporates the Induction Training Program and focuses on all product/services theory and systems. Customer service, information accuracy and sales training is also included, ensuring information and service provided to customers is consistent. The RACV Compliance Program also forms part of the Induction Training Program and covers ASIC required knowledge and skills. The program....More
Tier: 2
Location: Melbourne
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| | | Certificate III in Financial Services
Description: The course aims to provide learners with the knowledge and skills to enhance their employment prospects in the Financial Services industry. There are 13 units of competencies to be completed including the 2 ASIC Tier 2 units.....More
Tier: 2
Location: Sydney, NSW regional
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| | | Certificate III in Financial Services
Description: Participants who successfully complete the course and assessments will be awarded a nationally recognised qualification. Elective units within the certificate which must be undertaken for RG146 compliance are the two ASIC Tier 2 units:
- Establish client relationship and analyse need (FNSASIC301B)
- Develop present and negotiate client solutions (FNSASIC302B)....More
Tier: 2
Location: All of Australia
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| | | Certificate III in Financial Services
Description: Participants who successfully complete the course and assessments will be awarded a nationally recognised qualification. Elective units within the certificate which must be undertaken for ASIC compliance are list below.....More
Tier: 2
Location: All of Australia
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| | | Certificate III in Financial Services
Description: Participants who successfully complete the course and assessments will be awarded a nationally recognised qualification. Elective units within the certificate which must be undertaken for ASIC RG146 compliance are:
- Establish client relationship and analyse need
- Develop present and negotiate client solutions.
The course coverage outlined below are the two ASIC Tier 2 units of competency and....More
Tier: 2
Location: Sydney, NSW regional, Melbourne, VIC regional, Brisbane, QLD regional
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| | | Certificate III in Financial Services FNS30110
Description: Participants who successfully complete the course and assessments will be awarded a nationally recognised qualification. Elective units within the certificate which must be undertaken for ASIC RG146 compliance are: - Establish client relationship and analyse need - Develop present and negotiate client solutions. The course coverage outlined below are the two ASIC Tier 2 units of competency and....More
Tier: 2
Location: All of Australia
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| | | Certificate III in Insurance Broking
Tier: 2
Location: Melbourne, VIC regional
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| | | Certificate IV in Finance and Mortgage Broking FNS40811
Description: This qualification is designed to reflect the role of employees working in finance/mortgage broking who perform duties such as: - securing new clients and contacts interested in mortgage or finance broking services; - presenting broking options to clients based on identified needs; - preparing and presenting loan applications to lenders; - assisting in the settling of a loan; - managing....More
Tier: 2
Location: Sydney
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| | | CSR Induction
Description: This course is offered to Customer Service Specialists of the Commonwealth Bank only. The 12 week program is a structured program involving facilitated workshops, on the job training and on the job assessment. Upon successful completion of the program participants will be awarded the Certificate III in Financial Services including the Tier 2 ASIC units FNSASIC301C and FNSASIC302C. Participants....More
Tier: 2
Location: All of Australia
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| | | CSS Induction
Description: This course is offered to Customer Service Specialists of the Commonwealth Bank only. The program is a structured program involving facilitated workshops, on the job training and on the job assessment. Participants will have covered the relevant Tier 2 training in prior roles within the bank however will need to demonstrate Tier 2 principles and be assessed against the training standards prior to....More
Tier: 2
Location: All of Australia
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| | | DDR Derivatives - Personal Advice
Description: To achieve full ASIC RG146 compliance in the Derivatives specialist knowledge area, one of Pinnacle’s Core Modules (covering Generic knowledge) should be undertaken prior to enrolling in this Derivatives course or completed in conjunction with this Derivatives course or upon delivery of evidence of completion of a similar course with another ASIC Registered Training provider for which Pinnacle....More
Tier: 1
Location: All of Australia
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| | | DeakinPrime Tier 2 Program
Description: Participants who successfully complete the course and asssessments will be awarded a nationally recognised Statement of Attainment from Certificate III in Financial Services. ....More
Tier: 2
Location: All of Australia
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| | | Derivatives
Description: To achieve full ASIC RG146 compliance in the Derivatives specialist knowledge area, IBI’s Financial Advice course (covering Generic knowledge and Financial Planning skills) should be either done prior to enrolling in this Derivatives course or completed in conjunction with this Derivatives course or upon delivery of evidence of completion of a similar course with another ASIC Registered Training....More
Tier: 1
Location: All of Australia
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| | | Derivatives (General Advice)
Description: This course provides advisers with the knowledge and advisory skills required to deliver general advice on Derivatives products (product advisers). A student successfully completing the Derivatives Adviser (General Advice) course shall be issued with a Statement of Attainment in partial completion of the nationally recognised qualification of the Diploma of Financial Planning FNS50610, in....More
Tier: 1
Location: Sydney, Melbourne, Perth, Brisbane
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| | | Derivatives (General Advice)
Tier: 1
Location: All of Australia
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| | | Derivatives (Personal Advice)
Tier: 1
Location: All of Australia
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| | | Derivatives (Personal Advice)
Description: This course provides advisers with the knowledge and advisory skills required to deliver personal advice on Derivatives products. Students successfully completing this Derivatives Adviser (Personal Advice) course shall be issued with a Statement of Attainment in partial completion of the nationally recognised qualification of the Diploma of Financial Planning FNS50610, in relation to the....More
Tier: 1
Location: Sydney, Melbourne, Perth, Brisbane
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| | | Derivatives (Personal Advice)
Description: This course provides advisers with the knowledge and advisory skills required to deliver personal advice on Derivatives products. Students successfully completing this Derivatives Adviser (Personal Advice) course shall be issued with a Statement of Attainment in partial completion of the nationally recognised qualification of the Diploma of Financial Services (Financial Planning) FNS50804, in....More
Tier: 1
Location: Sydney, Melbourne, Perth, Brisbane
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| | | DGK – Generic Knowledge
Description: Pinnacle’s (DGK) Generic Knowledge is designed for those students looking for a standalone RG146 Generic Knowledge solution. This module maybe undertaken from either the (FNS50611) Diploma of Financial Planning or (FNS51811) Diploma of Financial Services qualifications.
This module introduces key concepts of the financial services industry including the money market, the Australian financial....More
Tier: 2
Location: All of Australia
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| | | Diploma of Banking Services Management FNS50910
Description: This qualification is designed to reflect the role of employees working in banking or retail financial services environments with team and business result responsibilities including: •branch environments; •small business banking; •commercial and retail lending. The course addresses the following: developing a rapport with clients; documenting clients' complex or special needs to protect....More
Tier: 1
Location: Sydney
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| | | Diploma of Finance and Mortgage Broking FNS50311
Description: This qualification is designed to reflect the role of employees working in finance and mortgage broking, including those who are independent and work through an aggregator, or who need to manage a workplace team. In addition to undertaking duties as described in the Certificate IV of Financial Services (Finance/Mortgage Broking), they may also perform duties such as: - recommend loan combinations....More
Tier: 1
Location: Sydney
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| | | Diploma of Financial Planning
Description: Participants who successfully complete assessments will be awarded a nationally recognised qualification - Diploma in Financial Planning or where the Diploma is partially completed
a Statement of Attainment covering the assessed units of competency.....More
Tier: 1
Location: All of Australia
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| | | Diploma of Financial Planning
Description: Successful participants will be awarded a nationally recognised qualification - Diploma of Financial Planning. The Diploma covers the following courses: Financial Advice (Australian Industry Essentials and Financial Advice Fundamentals), Life Insurance, Superannuation and Managed Investments, Securities and Derivatives.....More
Tier: 1
Location: All of Australia
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| | | Diploma of Financial Planning FNS50610/FNS50611
Description: The DFP delivers competency based training in financial planning, risk management and insurance planning, investment planning, wealth creation and retirement planning. Module breakdown -
Module 1: Introduction to Financial Planning
Module 2: Risk Management and Insurance Planning
Module 3: Investment Planning
Module 4: Wealth Creation and Retirement Planning
Skills Components: Each of the above....More
Tier: 1
Location: Sydney, NSW regional, Melbourne, VIC regional, Adelaide, SA regional, Perth, WA regional, Brisbane, QLD regional
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| | | Diploma of Financial Planning FNS50611
Description: Participants completing this program will receive a nationally recognised Diploma of Financial Planning containing some or all of the ASIC Advisory Units or a Statement of Attainment (on partial completion of Diploma). Please check the transcript to confirm the Specialist Knowledge areas achieved. The cost below refers to distance delivery.
Subject mapping against RG146: GENERIC KNOWLEDGE AND....More
Tier: 1
Location: All of Australia
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| | | Diploma of Financial Planning FNS50611
Description: Participants who successfully complete assessments will be awarded a nationally recognised qualification - Diploma of Financial Services (Financial Planning) or where the Diploma is partially completed a Statement of Attainment covering the assessed units of competency.
....More
Tier: 1
Location: Sydney, Melbourne, Hobart, Adelaide, Perth, Darwin, ACT
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| | | Diploma of Financial Planning FNS50611
Description: Successful participants will be awarded a nationally recognised qualification - Diploma of Financial Planning. The Diploma covers the following courses: Financial Advice (Australian Industry Essentials and Financial Advice Fundamentals), Life Insurance, Superannuation and Managed Investments and Securities.....More
Tier: 1
Location: All of Australia
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| | | Diploma of Financial Planning FNS50611
Description: The DFP delivers competency based training in financial planning, risk management and insurance planning, investment planning, wealth creation and retirement planning. Module breakdown - Module 1: Introduction to Financial Planning Module 2: Risk Management and Insurance Planning Module 3: Investment Planning Module 4: Wealth Creation and Retirement Planning Skills Components: Each of the above....More
Tier: 1
Location: Sydney, Melbourne, Hobart, Adelaide, Perth, Darwin, Brisbane
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| | | Diploma of Financial Services (Banking) FNS51204
Description: This qualification is designed to reflect the role of employees working in banking or retail financial services environments with team and business result responsibilities including:
•branch environments; •small business banking; •commercial and retail lending. The course addresses the following: developing a rapport with clients; documenting clients' complex or special needs to protect interests....More
Tier: 2
Location: Sydney
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| | | Diploma of Financial Services (Financial Planning)
Description: This course (DFS 1) covers the introductory requirements for providing Financial Planning advice. It covers understanding areas relating to needs analysis; risk profiling, strategy research, product research, asset allocation, plan creation and presentation and providing ongoing service to clients. It is essential that this course be completed prior to the other Financial Planning courses that....More
Tier: 1
Location: All of Australia
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| | | Diploma of Financial Services (Financial Planning)
Description: Successful participants will be awarded a nationally recognised qualification - Diploma of Financial Services (Financial Planning). The Diploma covers the following courses: Australian Industry Essentials [generic knowledge], Financial Planning Fundamentals, Advice Process [skills] (DFS1), Life Insurance(DFS2), Superannuation(DFS3) and Managed Investments(DFS4).....More
Tier: 1
Location: All of Australia
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| | | Diploma of Financial Services (Insurance Broking)
Description: This course is aimed at current broking staff wishing to attain Tier 1 accreditation or upgrade to a
Diploma level qualification, in particular Brokers / Account Executives, Senior Account Executives,
Broking Managers and those who wish to hold Responsible Manager positions. Participants who successfully complete assessments will be awarded a nationally recognised qualification - Diploma of....More
Tier: 1
Location: All of Australia
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| | | Diploma of General Insurance
Description: This course is suitable for those in any financial service organisation providing general insurance advice to retail and commercial clients. The course satisfies ASIC compliance requirements for Tier 1 general insurance advisors. A pre-requisite requirement exists for this program, students must have RG146 Generic Knowledge prior to enrolment.
....More
Tier: 1
Location: All of Australia
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| | | Diploma of Share Trading and Investment - General Advice
Description: This course is for participants who will be making only general advice recommendations to clients. For full RG146 personal advice compliance, students will need to complete a course listed on this Register which has been approved for the Skills component. This course is an Accredited Course developed and owned by Wealth Within Institute Pty Ltd.....More
Tier: 1
Location: Melbourne, VIC regional
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| | | Diploma of Superannuation
Description: ASFA’s Diploma of Superannuation has three subjects of which ASFA146 Superannuation Essentials is compulsory. ASIC compliance and the specialist knowledge areas achieved are dependent on subject choices as listed in the competencies covered section below. To achieve RG146 Personal Addvice in the respective areas students must have also undertaken the Skills workshop/assessment.....More
Tier: 1
Location: All of Australia
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| | | DPE - Financial Planning Personal Advice
Description: Pinnacle’s (DPE) Financial Planning Essentials is the core advisory module of the (FNS50611) Diploma of Financial Planning. The module provides an introduction to the financial services industry, outlines the financial planning advisory process, introduces core technical knowledge and focuses on planner compliance and disclosure requirements. The module introduces the nine steps of financial....More
Tier: 1
Location: All of Australia
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| | | DPE Financial Planning - General Advice
Description: Please note that this course will not provide full RG146 compliance to provide personal advice to clients in the listed specialist knowledge area. For full RG146 compliance the Skills component of RG146 must also be completed through a provider listed on this register. The cost below refers to the distance method of delivery.....More
Tier: 1
Location: All of Australia
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| | | DSE - Financial Services Essentials
Description: Pinnacle’s (DSE) Financial Services Essentials is the core module of the (FNS50611) Diploma of Financial Services. This module introduces key concepts of the financial services industry including the financial system, regulation and compliance, the Australian economic environment, and financial products. The module examines financial services reform (FSR) legislation and regulation in detail,....More
Tier: 2
Location: All of Australia
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| | | Financial Advice
Description: This is the foundation course to the Diploma of Financial Planning FNS50610, and is designed to deliver the generic knowledge and financial planning skills required to advise retail clients. Participants who successfully complete assessments will be awarded a nationally recognised Statement of Attainment covering the assessed units of competency. IBI's Australian Financial Services Industry Core....More
Tier: 1
Location: Sydney, Melbourne, Perth, Brisbane
| | |
| | | Financial Planning in Practice (FNS10)
Description: This course forms part of the Diploma of Financial Planning. The Diploma is comprised of FOUR specialist courses with FPP being a mandatory, pre-requisite course to enter any or all of the other three. The course fee below refers to distance education. The course can also be delivered via workshop. Please contact the provider for details of cost and availability. ....More
Tier: 1
Location: Sydney, NSW regional, Melbourne, VIC regional, Adelaide, SA regional, Perth, WA regional
| | |
| | | Financial Services Tier 1 Compliance Program
Description: For full ASIC compliance against specialist knowledge requirements participants must complete the compulsory modules Module 1: Financial Services Industry and Module 2: Managing Client Services and one or more elective modules depending on the area of specialisation. For example: for compliance in superannuation knowledge requiremets participants must also complete the Superannuation elective....More
Tier: 1
Location: Melbourne, VIC regional
| | |
| | | Financial Services Tier 2 Compliance Program
Description: This is the basic compliance level. This program has been designed for people who are dealing with customers on their financial affairs, providing options, referral and information but not giving specific product and personal advice.
To achieve ASIC Tier 2 compliance, you must complete and pass the elective modules depending on the area of specialisation you are advising in which....More
Tier: 2
Location: Melbourne, VIC regional
| | |
| | | FNS10 Generic Knowledge
Description: This is an entry level subject dealing with the generic knowledge areas required for working in the financial services industry. It is usually the first course undertaken by students as it encompasses a wide variety of financial planning areas at a general level. It also is the foundation that enables the participant to provide personal advice in a specialist knowledge area when a second course....More
Tier: 1
Location: Melbourne, VIC regional
| | |
| | | FNS10 Practice of Financial Planning (PFP)
Description: This is an entry level subject dealing with the generic knowledge areas required for working in the financial services industry. It is usually the first course undertaken by students as it encompasses a wide variety of financial planning areas at a general level. It also is the foundation that enables the participant to provide personal advice in a specialist knowledge area when a second course....More
Tier: 1
Location: Melbourne, VIC regional
| | |
| | | FNS10 Practice of Margin Lending (PML)
Description: This Margin Lending Course has been developed to meet the Tier 1 RG146 training requirements in relation to margin lending and geared investments as outlined in ASIC’s Regulatory Guide 146. The course provides participants with an overview of the new regulatory regime, an understanding of gearing products /strategies and margin lending products / strategies, the difference between margin lending....More
Tier: 1
Location: Melbourne, VIC regional
| | |
| | | FNS10 Practice of Superannuation & Retirement Planning (PSR)
Description: To achieve full ASIC RG146 compliance in the Superannuation specialist knowledge area, the Practice of Financial Planning (PFP) course should be done prior to enrolling in this Superannuation course or upon delivery of evidence of completion of a similar foundation course with another ASIC Registered Training provider. The Superannuation and Retirement Planning subject is provides a comprehensive....More
Tier: 1
Location: Melbourne, VIC regional
| | |
| | | FNS30107 - Certificate III in Financial Services
Description: This course is specifically structured for trainees in the retail banking sector. It includes units designed to develop skills in account management, customer service and ASIC compliance. Theoretical skills introduced within the units of study are supported and enhanced by “real-life” workplace interactions with bank clients. Participants who successfully complete the course will be awarded a....More
Tier: 2
Location: VIC regional
| | |
| | | FNS30107 Certificate III in Financial Services
Description: This course is designed to provide participants with a range of financial service skills including maintaining financial records, responding to customer enquiries, sales and service. In addition, participants study the two units of competencies to provide RG146 compliance in Deposit Products and Non-cash Payments.....More
Tier: 2
Location: Adelaide, SA regional
| | |
| | | FNS30107 Certificate III in Financial Services
Description: This is an Insurance based traineeship program delivered in the workplace. The traineeship is offered in two streams - General Insurance or Insurance Broking. Participants who successfully complete assessments will be awarded a nationally recognised qualification - Certificate III in Financial Services. The duration of the program stated below is indicative only. Participants can complete the....More
Tier: 2
Location: All of Australia
| | |
| | | FNS30107 Certificate III in Financial Services
Description: This program has been designed for people who are dealing with customers on their financial affairs, providing options, referral and information and giving specific product and personal advice. Products include: Deposit Products and Non-Cash Payments, Generic Knowledge, Skills
....More
Tier: 2
Location: All of Australia
| | |
| | | FNS30110/FNS30111 Certificate III in Financial Services
Description: Participants who successfully complete the 13 units of competency required for the course will be awarded a nationally recognised qualification. ....More
Tier: 2
Location: All of Australia
| | |
| | | FNS30111 Certificate III in Financial Services
Description: This program has been designed for people who are dealing with customers on their financial affairs, providing options, referral and information and giving specific product and personal advice. RG146 specialist knowledge areas include: Deposit Products and Non-Cash Payments, Generic Knowledge, Skills ....More
Tier: 2
Location: All of Australia
| | |
| | | FNS40107 Certificate IV in Financial Services
Description: This program has been designed for people who are dealing with customers on their financial affairs, providing options, referral and information and giving specific product and personal advice.
Products include:
Deposit Products and Non-Cash Payments, Generic Knowledge, Skills
....More
Tier: 2
Location: All of Australia
| | |
| | | FNS40210 –Certificate IV in Financial Practice Support
Tier: 2
Location: All of Australia
| | |
| | | FNS41710 Certificate IV in Insurance Broking
Description: The course includes 14 Units of Competency, the Units of Competence related to RG146 are: FNSASIC301C Establish client relationships and analyse needs FNSASIC302C Develop, present and negotiate client solutions....More
Tier: 2
Location: Melbourne, VIC regional
| | |
| | | FNS50107 Diploma of Financial Services
Description: Particpants completing this course receive a nationally recognised qualification. For full ASIC compliance against the products listed
certain units of competency must be completed within the course. For more information contact Quantum.....More
Tier: 1
Location: All of Australia
| | |
| | | FNS50610 Diploma of Financial Planning
Description: In addition to the Diploma of Financial Planning which includes RG146 in Financial Planning and General Insurance, clients and students are able to include additional RG146 specialist knowledge areas upon request. These additional RG146 areas include Securities, Derivatives, Life Insurance, Superannuation and Managed Investments. Please check Transcript to confirm RG146 areas achieved.....More
Tier: 1
Location: All of Australia
| | |
| | | FNS50610 Diploma of Financial Planning
Tier: 1
Location: All of Australia
| | |
| | | FNS50610 Diploma of Financial Planning
Description: Particpants completing this course receive a nationally recognised qualification. For ASIC compliance against the products listed certain units of competency must be completed within the course, to confirm RG146 areas achieved please check transcript. The course consists of 4 modules: DFP1, DFP2, DFP3 and DFP4. Students can elect to complete the entire Diploma or select only the topics necessary....More
Tier: 1
Location: All of Australia
| | |
| | | FNS50610/FNS50611 Diploma of Financial Planning
Description: The Diploma program is comprised of FOUR specialist courses with Course 1 - Practice of Financial Planning (PFP) being a mandatory, it is the pre-requisite to enrol into any or all of the other three courses.....More
Tier: 1
Location: Melbourne, VIC regional
| | |
| | | FNS50610/FNS50611 Diploma of Financial Planning
Description: Participants who successfully complete assessments will be awarded a nationally recognised qualification - Diploma of Financial Planning or where the Diploma is partially completed a Statement of Attainment covering the assessed units of competency. ....More
Tier: 1
Location: Sydney, Melbourne, Perth, Brisbane
| | |
| | | FNS50610/FNS50611 Diploma of Financial Planning
Description: This course is aimed at Staff working within financial planning/superannuation or funds management companies in entry-level roles, or preparing for entry-level recruitment, Superannuation contact centre staff in the process of upskilling from no advice or administrative customer contacts to general or personal advice customer contact and Para-planners currently working in general-advice only....More
Tier: 1
Location: All of Australia
| | |
| | | FNS50610/FNS50611 Diploma of Financial Planning
Description: The Diploma is comprised of FOUR specialist courses with Course 1 - Financial Planning in Practice (FPP) being a mandatory, pre-requisite course to enter any or all of the other three. The Diploma enables you to: • Provide advice in Financial Planning • Provide advice in Life Insurance • Provide advice in Insurance Broking • Provide advice in Managed Investments. • Provide advice in Securities •....More
Tier: 1
Location: Sydney, NSW regional, Melbourne, VIC regional, Adelaide, SA regional, Perth, WA regional
| | |
| | | FNS50610/FNS50611 Diploma of Financial Planning
Tier: 1
Location: Sydney, NSW regional, Melbourne, VIC regional, Hobart, TAS regional, Perth, WA regional, Darwin, NT regional, Brisbane, QLD regional, ACT
| | |
| | | FNS50611 Diploma of Financial Planning
Description: To be awarded a Diploma of Financial Planning you are required to achieve 16 Units of Competency. These 16 units of competency are all addressed and have been packaged within 4 modules.
Module 1 – Foundations of Financial Planning, Module 2 – Investments, Module 3 – Superannuation & Retirement Planning and Module 4 – Insurance.
....More
Tier: 1
Location: Melbourne, VIC regional, Perth
| | |
| | | FNS50804 Diploma of Financial Services (Financial Planning)
Description: The course comprises of 1 compulsory module - DPFS, and 5 elective modules chosen from the following - DPFP, DPRM, DPSR, DPSC, DPMI & DPDR. Students may elect to undertake any number of the elective modules depending upon the RG146 areas that they require. The cost of the program is dependent upon the modules that the student selects. Participants requiring RG 146 certification must complete DPFS....More
Tier: 1
Location: Sydney, NSW regional, Melbourne, VIC regional, Adelaide, SA regional, Perth, WA regional, Brisbane, QLD regional, ACT
| | |
| | | FNS50804 Diploma of Financial Services (Financial Planning)
Description: Particpants completing this course receive a nationally recognised qualification. For full ASIC compliance against the products listed
certain units of competency must be completed within the course. For more information contact Quantum.....More
Tier: 1
Location: All of Australia
| | |
| | | FNS51210 Diploma of Insurance Broking
Description: The course includes 11 Units of Competency, the Units of Competence related to RG146 are: ....More
Tier: 1
Location: Melbourne, VIC regional
| | |
| | | FNS51210 Diploma of Insurance Broking
Description: To attain Tier 1 in broking a number of Tier 2 general insurance advice pre-requisites must be covered. These are undertaken in Module 1 & 2 of the Diploma course if not attained in prior studies. Learners who already hold Tier 2 General Insurance may commence the Diploma studies in Module 3. This course also includes additional training for Tier 1 Personal Sickness and Accident.....More
Tier: 1
Location: All of Australia
| | |
| | | FNS51811 Diploma of Financial Services
Description: Particpants completing this course receive a nationally recognised qualification. For ASIC compliance against the products listed certain units of competency must be completed within the course, to confirm RG146 areas achieved please check transcript. Completion of DFS1, DFS2, DFS3 and DFS4 will fulfuill ASICs RG146 General Advice. In order to satisfy RG146 Personal Advice, the DFP4 module will....More
Tier: 1
Location: All of Australia
| | |
| | | FNS60404 Advanced Diploma of Financial Services (Financial Planning)
Description: Particpants completing this course receive a nationally recognised qualification. For full ASIC compliance against the products listed
certain units of competency must be completed within the course. For more information contact Quantum.....More
Tier: 1
Location: All of Australia
| | |
| | | FNS60410 Advanced Diploma of Financial Planning
Description: To be awarded an Advanced Diploma of Financial Planning you are required to achieve 11 Units of Competency. These 11 units of competency are all addressed and have been packaged within 4 modules.Module 1 – Advanced Investments, Module 2 – Estate Planning, Module 3 – Social Security & Taxation Planning, Module 4 – Practice Management. Students must hold have completed the Unit of Competence....More
Tier: 1
Location: Melbourne, VIC regional, Perth
| | |
| | | FNS60410 Advanced Diploma of Financial Planning
Description: Particpants completing this course receive a nationally recognised qualification. For ASIC compliance against the products listed certain units of competency must be completed within the course, to confirm RG146 areas achieved please check transcript. The course consists of 8 modules. Students can elect to complete the entire Advanced Diploma or select only the topics necessary to meet their ASIC....More
Tier: 1
Location: All of Australia
| | |
| | | Foreign Exchange General Advice (FNS10)
Description: This course is suited to students who only intend to inform clients about a product without making a recommendation. Please note that this course will not provide full RG146 compliance to provide personal advice to clients in the listed specialist knowledge area. For full RG146 compliance the Skills component of RG146 must also be completed through a provider listed on this register.
This course....More
Tier: 1
Location: Melbourne, VIC regional
| | |
| | | Foreign Exchange Personal Advice (FNS10)
Description: Provide advice on regulated foreign exchange products:
• Spots
• Forwards
• Currency Swaps
• Currency Options
• Currency Futures
• Derivatives
....More
Tier: 1
Location: All of Australia
| | |
| | | FP501 Financial Planning Compliance (FNS10)
Description: This course is designed for those working within the financial planning industry—paraplanners or trainee or assistant financial planners—or those wishing to enter the industry. This course builds the technical skills and knowledge required to provide a range of standard financial planning services and specialist paraplanning services. Areas covered by this course include: ethics; financial....More
Tier: 1
Location: All of Australia
| | |
| | | FSB011 Providing Insurance Advice for Broking Clients
Description: This upgrade module has been developed to provide students who have previously gained ASIC Tier 1 General Insurance Personal Sickness and Accident compliance with the Institute or another Registered Training Provider (RTO) with Tier 1 Insurance Broking compliance. Topics covered include: advising clients, broking operations, codes of practice and dispute resolution, providing advice on changes to....More
Tier: 1
Location: All of Australia
| | |
| | | FSI020 Tier 2 Compliance – General and Personal Advice (General Insurance)
Description: Upon successful completion of this program participants will be able to provide personal and general advice on Tier 2 products (excluding basic deposit products and related non-cash payment products). Participants will have 90 days access to complete a 6-hour online program (self-study), a 2 hour online exam and a 2 hour workplace skills assessment.....More
Tier: 2
Location: All of Australia
| | |
| | | FSP511 Financial Planning Compliance (FNS04)
Description: This course is designed for those working within the financial planning industry—paraplanners or trainee or assistant financial planners—or those wishing to enter the industry. This course builds the technical skills and knowledge required to provide a range of standard financial planning services and specialist paraplanning services. This course has been upgraded to meet the financial services....More
Tier: 1
Location: All of Australia
| | |
| | | FSR Tier 2 Training Course
Description: Participants will receive a nationally recognised Statement of Attainment in partial completion of the Certificate III in Financial Services - FNS30107
Note: Course cost and duration indicated below is the maximum for this course. Alternative pricing arrangements can be negotiated on a volume basis.....More
Tier: 2
Location: All of Australia
| | |
| | | FSR Tier 2 Training Course - General Insurance
Description: Participants will receive a nationally recognised Statement of Attainment in partial completion of the Certificate III in Financial Services. ....More
Tier: 2
Location: All of Australia
| | |
| | | FSRA - Tier 2 Training
Description: This course covers units required for ASIC Tier 2 compliance.
Assessment is conducted via an online system and written assignments.....More
Tier: 2
Location: All of Australia
| | |
| | | General Insurance (Personal Advice)
Description: The RG146 requirements of Generic Knowledge (Tier 1), Core insurance (Tier 1), Personal Skills (Tier 1), General insurance (Tier 2) and General Insurance [Personal Accident and Sickness](Tier 1) are addressed.....More
Tier: 1
Location: All of Australia
| | |
| | | Graduate Certificate in Financial Planning
Description: The course comprises one core subject:
FIN560 Financial Planning;
and three (3) restricted electives, chosen from the following:
FIN562 Risk Management and Insurance;
LAW545 Taxation Strategies;
FIN563 Estate Planning;
FIN564 Superannuation and Retirement Planning;
FIN567 Property Investment.
Note: Completion of the subject FIN530 as an alternative elective also covers RG146 Generic Knowledge.
....More
Tier: 1
Location: All of Australia
| | |
| | | Investments
Description: To achieve full ASIC RG146 compliance in the Investments specialist knowledge area, IBI’s Financial Advice course (covering Generic knowledge and Financial Planning skills) should be either done prior to enrolling in this Investments course or completed in conjunction with this Investments course or upon delivery of evidence of completion of a similar course with another ASIC Registered Training....More
Tier: 1
Location: Sydney, Melbourne, Brisbane
| | |
| | | Investments - General Advice (FNS10)
Description: Please note that this course will not provide full RG146 compliance to provide personal advice to clients in the listed specialist knowledge area. For full RG146 compliance the Skills component of RG146 must also be completed through a provider listed on this register. ....More
Tier: 1
Location: All of Australia
| | |
| | | Investments - Personal Advice (FNS10)
Description: The RG146 Tier 1 requirements of Generic knowledge, Managed Investments, Securities and Skills are addressed. The competencies listed below are awarded in a Statement of Attainment on successful completion of this course. The cost listed below is for the workshop program, distance method is $1040. ....More
Tier: 1
Location: All of Australia
| | |
| | | Investments (General Advice)
Description: This course provides advisers with the knowledge and advisory skills required to deliver general advice on Investment products (product advisers). A student successfully completing the Investment Adviser (General Advice) course shall be issued with a Statement of Attainment in partial completion of the nationally recognised qualification of the Diploma of Financial Planning FNS50610, in relation....More
Tier: 1
Location: Sydney, Melbourne, Perth, Brisbane
| | |
| | | Investments (Personal Advice)
Description: This course provides advisers with the knowledge and advisory skills required to deliver personal advice on Investments products. Students successfully completing this Investments Adviser (Personal Advice) course shall be issued with a Statement of Attainment in partial completion of the nationally recognised qualification of the Diploma of Financial Planning FNS50610, in relation to the....More
Tier: 1
Location: Sydney, Melbourne, Perth, Brisbane
| | |
| | | Lender Learning Pathway
Description: This course is the Lender Learning Pathway for staff of the Commonwealth Bank targeting Lending-specific practices, processes and products. The 26 week program combines formal learning and on the job coaching and embedding. Participants will have covered the relevant Tier 2 training in prior roles within the bank however will need to demonstrate Tier 2 principles and be assessed against the....More
Tier: 2
Location: All of Australia
| | |
| | | Licensed to Sell- Financial Services Tier 2
Description: Participants who successfully complete assessments will be awarded a nationally recognised Statement of Attainment from Certificate III in Financial Services. The two units contained within the Statement of Attainment are the ASIC compliant units:
- Establish client relationship and analyse need
- Develop present and negotiate client solutions....More
Tier: 2
Location: All of Australia
| | |
| | | Life Insurance (General Advice) FNS10
Description: This course covers providing general advice in regulated life insurance products, such as Life Insurance, Trauma, Term Life, Total and Permanent Disability, Business Insurance and Income Protection. This course is suited to students who only intend to inform clients about a product without making a recommendation. Please note that this course will not provide full RG146 compliance to provide....More
Tier: 1
Location: All of Australia
| | |
| | | Life Insurance (Personal Advice) FNS10
Description: This courses covers regulated life insurance products such as Life Insurance, Trauma, Term Life, Total and Permanent Disability, Business Insurance and Income Protection.....More
Tier: 1
Location: All of Australia
| | |
| | | Managed Investments (General Advice)
Description: This course provides advisers with the knowledge and advisory skills required to deliver general advice on Managed Investment products (product advisers). A student successfully completing the Managed Investments Adviser (General Advice) course shall be issued with a Statement of Attainment in partial completion of the nationally recognised qualification of the Diploma of Financial Planning....More
Tier: 1
Location: Sydney, Melbourne, Perth, Brisbane
| | |
| | | Managed Investments (Personal Advice)
Description: This course provides advisers with the knowledge and advisory skills required to deliver personal advice on Risk Management products. Students successfully completing this Risk Management Adviser (Personal Advice) course shall be issued with a Statements of Attainment in partial completion of the nationally recognised qualification of the Diploma of Financial Planning FNS50610, in relation to the....More
Tier: 1
Location: Sydney, Melbourne, Perth, Brisbane
| | |
| | | Margin Lending Gap Assessment course.
Description: This course is only available to the staff of MLC and NAB. Please note there are pre-requisite course entry requirements for this program, participants must have already completed the Diploma of Financial Services (Financial Planning) (or equivalent) and The Licensees Gearing Specialist Accreditation.....More
Tier: 1
Location: Sydney, Melbourne, Adelaide, Perth, Brisbane
| | |
| | | Master of Applied Finance
Description: To graduate with the Master of Applied Finance, students must satisfactorily complete 96 points (12 subjects). For RG146 status in the specialisation areas, the following units must be completed in this program: Generic Knowledge - FIN530 OR FIN560. Securities & Derivatives - FIN530, FIN531. Financial Planning & Superannuation - FIN560. Managed Investments - FIN531, FIN560. Insurance (Core and....More
Tier: 1
Location: All of Australia
| | |
| | | Personal Advice in Superannuation (FNSASIC503UB: Provide Advice in Superannuation)
Description: This course is intended for people who are new to or currently working in the superannuation industry. This course provides a specialised level of understanding of the superannuation and financial services industries in Australia. Upon completion of this course, the learner will be competent to provide personal advice in superannuation and perform various administration functions.....More
Tier: 1
Location: All of Australia
| | |
| | | Personal Advice in Superannuation (Individual Assessment)
Description: This individual assessment approach allows for participants to “fast track” into the 2 day face to face advice component of the course. The individual assessment will take the form of a multiple choice test which will be used to provide evidence of the learner’s industry specific knowledge, both generic and superannuation specific. This individual assessment will only be available for applicants....More
Tier: 1
Location: All of Australia
| | |
| | | Pinnacle Financial Services Academy - Diploma of Financial Services FNS51811
Description: For those participants requiring RG 146 certification the following Pinnacle modules must be completed:
Pinnacle Financial Services Academy, Financial Services - Generic Knowledge module and Elective Modules (participants must complete 5 modules to achieve the Diploma.) ....More
Tier: 1
Location: All of Australia
| | |
| | | Pinnacle / CUA Tier 2 FSR Compliance Programme
Description: This program is available for Credit Union Australia staff only.....More
Tier: 2
Location: All of Australia
| | |
| | | Practice of Margin Lending (PML)
Description: This Margin Lending Course has been developed to meet the Tier 1 RG146 training requirements in relation to margin lending and geared investments as outlined in ASIC’s Regulatory Guide 146. The course provides participants with an overview of the new regulatory regime, an understanding of gearing products /strategies and margin lending products / strategies, the difference between margin lending....More
Tier: 1
Location: Melbourne, VIC regional
| | |
| | | Principles of Investment Planning (FNS10)
Description: This course forms part of the Diploma of Financial. The Diploma is comprised of FOUR specialist courses with FPP being a mandatory, pre-requisite course to this one. The course fee below refers to distance education. The course can also be delivered via workshop. Please contact the provider for details of cost and availability.
....More
Tier: 1
Location: Sydney, NSW regional, Melbourne, VIC regional, Adelaide, SA regional, Perth, WA regional
| | |
| | | Principles of Margin Lending (FNS10)
Tier: 1
Location: Sydney, NSW regional, Melbourne, VIC regional, Adelaide, SA regional, Perth, WA regional
| | |
| | | Provide Advice in Derivatives
Description: Participants who successfully complete assessments will receive a nationally recognised Statement of Attainment....More
Tier: 1
Location: Melbourne, VIC regional
| | |
| | | Provide Advice in Financial Planning
Description: Participants who successfully complete assessment will receive a nationally recognised Statement of Attainment....More
Tier: 1
Location: Melbourne, VIC regional
| | |
| | | Provide Advice in Life Insurance
Description: Available as a stand alone SOA or as part of the Diploma of Financial Services.....More
Tier: 1
Location: All of Australia
| | |
| | | Provide Advice in Managed Investments
Description: Participants who successfully complete assessment will receive a nationally recognised Statement of Attainment....More
Tier: 1
Location: Melbourne, VIC regional
| | |
| | | Provide Advice in Securities
Description: Participants who successfully complete assessment will receive a nationally recognised Statement of Attainment....More
Tier: 1
Location: Melbourne, VIC regional
| | |
| | | RG 146 Gap Training Program for CFA® Charterholders and Candidates (General Advice)
Description: The program is a Gap Training program designed to address RG146 knowledge areas that have NOT been included in Level 1 of the CFA®. RG146 knowledge areas not covered in this program are supplemented by an assessment of Recognition of Prior Learning undertaken by Financial Education Professionals of CFA® candidates. To be admitted to the RG 146 Gap Training Program for CFA® Charterholders and....More
Tier: 1
Location: All of Australia
| | |
| | | RG 146 Timeshare and Holiday Ownership Education Program (FNS10)
Description: The content of this course is contextualised for the timeshare and holiday ownership industry. On successful completion of assessment participants will receive a nationally recognised Statement of Attainment.....More
Tier: 1
Location: All of Australia
| | |
| | | RG146 Compliance Program- Personal, Sickness & Accident
Description: This program enables participants to advise on Tier 1 General Insurance products. Successful completion of the Tier 2 program is a prerequisite for this program.
....More
Tier: 1
Location: All of Australia
| | |
| | | RG146 Compliance Tier 1 Superannuation
Description: This is an education solution to gain RG146 compliance in Superannuation.....More
Tier: 1
Location: Melbourne, VIC regional, Perth
| | |
| | | RG146 Compliant Tier 1 Life Insurance
Description: An education solution to gain RG146 compliance to provide advice in life insurance cover. Products include TPD, Trauma, Income protection and Life Insurance.....More
Tier: 1
Location: Melbourne, VIC regional, Perth
| | |
| | | RG146 Compliant Tier 1 Managed Investments
Description: An education solution to gain RG146 compliance in Managed Investments.....More
Tier: 1
Location: Melbourne, VIC regional, Perth
| | |
| | | RG146 for the Superannuation Industry
Description: AIST’s RG146 course is comprised of 12 modules that meet the requirements of the Australian Security and Investment Commission (ASIC), Tier 1 compliance. The course formally addresses the National Competency Standards - FNSASIC503UB and FNSASIC503ZB. This course is offered via a four-day facilitated course, or self paced learning. Detail regarding delivery of the program below relates to face to....More
Tier: 1
Location: Sydney, Melbourne, Hobart, Adelaide, Perth, Darwin, Brisbane, ACT
| | |
| | | RG146 Gap Training Program for CFA® Charterholders and Candidates (Personal Advice)
Description: This is a Gap Training program designed to address RG146 knowledge areas that have NOT been included in Level 1 of the CFA®. RG146 knowledge areas not covered in this program are supplemented by an assessment of Recognition of Prior Learning undertaken by Financial Education Professionals of CFA® candidates. To be admitted to the RG 146 Gap Training Program for CFA® Charterholders and Candidates....More
Tier: 1
Location: All of Australia
| | |
| | | RG146 general advice in Superannuation
Description: The aim of this course is to provide students with the knowledge to provide general advice on the following superannuation stages and products: Accumulation, Defined Benefit and Retirement products - Pensions. To provide RG146 personal advice in Superannuation, students would need to complete RG146 Skills module which has been tailored for Superannuation.
....More
Tier: 1
Location: All of Australia
| | |
| | | RG146 Insurance Only
Description: Participants must complete the Financial Planning Principles Module (IFP 1) and the Insurance and Risk Management Module (IFP2) to achieve the qualification. Participants who successfully complete assessments will be awarded a nationally recognised qualification - Diploma of Financial Services (Financial Planning) or where the Diploma is partially completed a Statement of Attainment covering the....More
Tier: 1
Location: Sydney, NSW regional, Melbourne, VIC regional, Hobart, Adelaide, Perth, Darwin, Brisbane, ACT
| | |
| | | RG146 Managed Investment Education Program (FNS10)
Tier: 1
Location: Sydney, NSW regional, Melbourne, VIC regional, Hobart, TAS regional, Adelaide, SA regional, Brisbane, QLD regional
| | |
| | | RG146 Refresher (Superannuation) course
Description: This course has been developed for students who have previous superannuation knowledge but have not worked in the industry for some time. It aims to provide students with the knowledge to provide general advice on the following superannuation stages and products: Accumulation, Defined Benefit and Retirement products - Pensions. To provide RG146 personal advice in Superannuation, students would....More
Tier: 1
Location: All of Australia
| | |
| | | RG146 Superannuation Essentials (formerly ASFA146 Superannuation OR Fast Track Superannuation)
Description: ASFA146 Essentials is designed for superannuation practitioners who need a thorough understanding of the operation of the superannuation industry. It is especially relevant for anyone who deals directly with superannuation fund members. ASFA146 Superannuation is a compulsory subject for students undertaking the Diploma of Superannuation and the Diploma of Financial Planning. Course cost will be....More
Tier: 1
Location: All of Australia
| | |
| | | Risk Management (Insurance) (Personal Advice)
Description: This course provides advisers with the knowledge and advisory skills required to deliver personal advice on Risk Management products. Students successfully completing this Risk Management Adviser (Personal Advice) course shall be issued with a Statements of Attainment in partial completion of the nationally recognised qualification of the Diploma of Financial Planning FNS50610, in relation to the....More
Tier: 1
Location: Sydney, Melbourne, Perth, Brisbane
| | |
| | | Securities (General Advice)
Description: This course provides advisers with the knowledge and advisory skills required to deliver general advice on Securities products (product advisers). A student successfully completing the Securities Adviser (General Advice) course shall be issued with a Statement of Attainment in partial completion of the nationally recognised qualification of the Diploma of Financial Planning FNS50610, in relation....More
Tier: 1
Location: Sydney, Melbourne, Perth, Brisbane
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| | | Securities (Personal Advice)
Description: To achieve full ASIC RG146 compliance in the Investments specialist knowledge area, IBI’s Financial Advice course (covering Generic knowledge and Financial Planning skills) should be either done prior to enrolling in this Investments course or completed in conjunction with this Investments course or upon delivery of evidence of completion of a similar course with another ASIC Registered Training....More
Tier: 1
Location: Sydney, Melbourne, Perth, Brisbane
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| | | Self Managed Superannuation Funds (FNS10)
Description: To provide personal advice in SMSF, students must hold RG146 compliance in the specialist knowledge areas of Generic Knowledge, Superannuation and Skills (from either RG146 Training Australia or another RTO eligible course provider listed on the ASIC register). The two courses may also be done in conjunction with one another. On completion of both training requirements a Statement of Attainment....More
Tier: 1
Location: All of Australia
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| | | Short Course in Share Trading - General Advice
Description: This course is for participants who will be making only general advice recommendations to clients. For full RG146 personal advice compliance, students will need to complete a course listed on this Register which has been approved for the Skills component. This short course is part of the Diploma of Share Trading and Investment which is an Accredited Course developed and owned by Wealth Within....More
Tier: 1
Location: Melbourne, VIC regional
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| | | Superannuation - General Advice (FNS10)
Description: his course is suited to students who only intend to inform clients about a product without making a recommendation. Please note that this course will not provide full RG146 compliance to provide personal advice to clients in the listed specialist knowledge area. For full RG146 compliance the Skills component of RG146 must also be completed through a provider listed on this register. The cost....More
Tier: 1
Location: All of Australia
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| | | Superannuation - Personal Advice (FNS10)
Description: In order to gain RG146 compliance, students will be required to have achieved RG146 Generic Knowledge. Participants who successfully complete assessments will be awarded a nationally recognised Statement of Attainment covering the assessed units of competency listed below.....More
Tier: 1
Location: All of Australia
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| | | Superannuation (General Advice)
Description: This course provides advisers with the knowledge and advisory skills required to deliver general advice on Superannuation products (product advisers). A student successfully completing the Superannuation Adviser (General Advice) course shall be issued with a Statement of Attainment in partial completion of the nationally recognised qualification of the Diploma of Financial Planning FNS50610, in....More
Tier: 1
Location: Sydney, Melbourne, Perth, Brisbane
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| | | Superannuation (Personal Advice)
Description: This course provides advisers with the knowledge and advisory skills required to deliver personal advice on Risk Management products. Students successfully completing this Risk Management Adviser (Personal Advice) course shall be issued with a Statements of Attainment in partial completion of the nationally recognised qualification of the Diploma of Financial Planning FNS50610, in relation to the....More
Tier: 1
Location: Sydney, Melbourne, Perth, Brisbane
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| | | Tier 1 Adviser Compliance Solution (FNS10)
Description: 910 Generic Knowledge plus 940 Adviser Skills plus one or more of the following Adviser areas: 921 Managed Investments 922 Derivatives 923 Securities 924 Superannuation 925 Life Insurance 926 Financial Planning 927 Foreign Exchange, and 928 Margin Lending facilities. Depending on the Adviser areas chosen, participants will be able to advise on Life insurance products such as term life, trauma and....More
Tier: 1
Location: All of Australia
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| | | Tier 1 Advisor Compliance Solution
Description: 910 Generic Knowledge plus 940 Adviser Skills plus one or more of the following Adviser areas: 921 Managed Investments 922 Derivatives 923 Securities 924 Superannuation 925 Life Insurance 926 Financial Planning 927 Foreign Exchange, and as of May 2010 - 928 Margin Lending facilities. Depending on the Adviser areas chosen, participants will be able to advise on Life insurance products such as....More
Tier: 1
Location: All of Australia
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| | | Tier 1 General Insurance
Description: Participants completing this program will receive a nationally recognised Statement of Attainment (SoA) from the Diploma of Financial Services. The SoA will contain the unit Provide appropriate services-advice and products to clients for RG146 Compliance in Personal Sickness and Accident. Completion of the Tier 2 program is a prerequisite for this course.....More
Tier: 1
Location: All of Australia
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| | | Tier 1 Insurance Broking Advisor Course
Description: This course delivers the RG146 compliance units relevant to a Tier 1 advisor in Insurance Broking. ....More
Tier: 1
Location: All of Australia
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| | | Tier 1 Insurance Broking Advisor Course
Description: Participants who successfully complete assessments will be awarded a nationally recognised Statement of Attainment from Diploma of Financial Services. The ASIC compliant unit within the Statement of Attainment is: Provide Advice in Insurance Broking....More
Tier: 1
Location: All of Australia
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| | | Tier 1 Life Insurance Advisor Course
Description: Participants who successfully complete assessments will be awarded a nationally recognised Statement of Attainment from Diploma of Financial Services. The ASIC compliant uint within the Statement of Attainment is: Provide Advice in Life Insurance....More
Tier: 1
Location: All of Australia
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| | | Tier 1 Short Course in Insurance Broking (FNS10)
Description: This course covers components of the Diploma of Broking and includes the Tier 1 product, Personal Sickness and Accident. Those students who have not undertaken Tier 2 training will need to do additional modules to cover general insurance advice, basic broking skills and generic insurance knowledge.....More
Tier: 1
Location: All of Australia
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| | | Tier 2 - Deposit Products and Non Cash Payments
Description: This course meets requirements for Tier 2 ASIC compliance in Deposit Products and Non cash Payment facilities....More
Tier: 2
Location: All of Australia
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| | | Tier 2 - General Insurance
Description: This course meets requirements for Tier 2 ASIC compliance in General Insurance products....More
Tier: 2
Location: All of Australia
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| | | Tier 2 Compliance Solution
Description: Completion of the following will award a Statement of Attainment for RG146 compliance
911: Generic knowledge: The Finance Industry
929: Advising skills
and one or more of the following:
912: Cash and Deposit Taking
913: General Insurance....More
Tier: 2
Location: All of Australia
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| | | Tier 2 Compliance Solution (FNS10)
Description: Completion of the following will award a Statement of Attainment for RG146 compliance 911: Generic knowledge: The Finance Industry 929: Advising skills and one or more of the following: 912: Cash and Deposit Taking 913: General Insurance....More
Tier: 2
Location: All of Australia
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| | | Tier 2 course to comply with RG146 in ASIC units
Description: Participants who successfully complete assessments will be awarded a nationally recognised Statement of Attainment from Certificate III in Financial Services. The ASIC compliant units within the Statement of Attainment are:
- Establish client relationship and analyse need
- Develop present and negotiate client solutions....More
Tier: 2
Location: All of Australia
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| | | Tier 2 Training (FNS10)
Description: Participants who complete this course will receive a nationally recognised units of competence covering the two Tier 2 ASIC compliant units: FNSASIC301C - Establish client relationship and analyse needs and FNSASIC302C - Develop, present and negotiate client solutions. The delivery and assessment timeframes are an indication only, actual timeframes will vary from individual to individual. ....More
Tier: 2
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| | | Tier 2 Training
Description: Participants who complete this course will receive a nationally recognised units of competence covering the two Tier 2 ASIC compliant units: FNSASIC301B - Establish client relationship and analyse needs and FNSASIC302B - Develop, present and negotiate client solutions.
The delivery and assessment timeframes are an indication only, actual timeframes will vary from individual to individual.
....More
Tier: 2
Location: Adelaide, SA regional
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| | | (Bank 2008) Financial Planning
Description: (Bank 2008) Financial Planning is a compulsory component of the Bachelor of Applied Finance degree and an elective course in the Division of Business at the University of South Australia. ....More
Tier: 1
Location: All of Australia
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| | | (Bank 3005) Applied Financial Planning
Description: (Bank 3005) Applied Financial Planning is an elective course in the Division of Business at the University of South Australia. It covers the financial planning process and professional, moral and regulatory requirements. Income and capital gains tax considerations for investments and financing. Asset classes, diversification, tactical and strategic investment considerations. Issues surrounding....More
Tier: 1
Location: All of Australia
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| | Margin Lending Facility |
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| | Miscellaneous Financial Risk Products |
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| | Securities |
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| | Self Managed Superannuation Funds |
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| | Skills |
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