| Regulatory guide | Date released |
| RG 1, 2 and 3 AFS Licensing Kit | First released 1 February 2002.
Updated October 2002, April 2003, October 2003, September 2004, December 2004, November 2005, November 2007.
Information release 05-61
Reissued 15 January 2008 |
Report 23 A model for fee disclosure in product disclosure statements for investment products
| Released 5 August 2003
Media release 03-243
|
RG 36 Licensing: Financial product advice and dealing
| Released 28 November 2001
Media release 01/418
Updated 8 November 2002
Information release 02/24
Updated 13 May 2005
Information release 05-23
Reissued 28 May 2007
Reissued 5 July 2007
Information release 07-36 |
RG 38 The hawking prohibitions
| Released 1 July 2002
Media release 02/238
Updated 24 October 2002
Information Release 02/22
Updated 13 May 2005
Information release 05-23 |
| RG 40 ASIC's guide to good transaction fee disclosure for bank, building society and credit union deposit and payments products (transaction accounts) | Released 26 June 2002
Media release 02/228 |
| RG 53 The use of past performance in promotional material | Released 3 July 2003
Media release 03/210 |
| RG 78 Breach reporting by AFS licensees | First released 20 October 2004
Information release 04-53
Released 2 May 2006
Information release 06-14
Reissued 29 September 2008 |
| RG 79 Managing conflicts of interest: An ASIC guide for research report providers | Released 3 November 2004
Information release 04-56 |
| RG 84 Super switching advice: Questions and answers (PDF file 91 KB) | Released 24 June 2005
Media release 05-176 |
| RG 90 Example Statement of Advice for a limited financial advice scenario for a new client | Released 31 August 2005
Media release 05-258 |
RG 94 Unit pricing - guide to good practice
Joint APRA and ASIC guide | Released 3 November 2005
Media release 05-344
Reissued August 2008
Media release 08-197 |
| RG 97 Enhanced fee disclosure regulations: Questions and Answers – an ASIC Guide | Reissued 30 May 2007
Information release IR 07-20
Reissued 5 July 2006
Information release 06-23
First issued March 2006
Information release 06-07 |
| RG 98 Licensing: Administrative action against financial services providers | Released 26 April 2006
Information release 06-13 |
| RG 104 Licensing: Meeting the general obligations | Issued October 2007
Information release IR 07-45
Superseded RG 164:
Released 28 November 2001
Media release 01/418
Updated 8 November 2002
Information release 02/24 |
| RG 105 Licensing: Organisational competence | Issued October 2007
Information release IR 07-45
Superseded RG 164:
Released 28 November 2001
Media release 01/418
Updated 8 November 2002
Information release 02/24 |
| RG 126 Compensation and insurance arrangements for AFS licensees | Released 27 November 2007
Information Release IR 07-52
Reissued 28 march 2008
Information release 08-10 |
| RG 146 Licensing: Training of financial product advisers [formerly PS 146] | Released 28 November 2001
Media release 01/418
Updated 22 January 2003
Information release 03-02
Updated 31 August 2005
Information release 05-48
Reissued 22 November 2007
Information release 07-51
Reissued 20 August 2008 |
| RG 165 Licensing: Internal and external dispute resolution [formerly PS 165] | Released 28 November 2001
Media release 01/418
Reissued 18 May 2009
Advisory 09-88 |
| RG 166 Licensing: financial requirements [formerly PS 166] | Released 20 December 2001
Media release 01/456
Updated 8 November 2002
Information release 02/24
Updated 13 May 2005
Information release 05-23
Updated 25 June 2007
Information release 07-28 |
RG 167 Licensing: Discretionary powers [formerly PS 167]
| Released 28 November 2001
Media release 01/418
Updated 8 November 2002
Information release 02/24
Updated 2 October 2003
Information release 03-29
Amendments to [PS 167] released 11 January 2005
Information release 05-01
Updated 13 May 2005
Information release 05-23 |
RG 168 Disclosure: Product disclosure statements (and other disclosure obligations)
| Released 28 November 2001
Media release 01/418
Updated 13 May 2005
Information release 05-23
Reissued 28 May 2007
Information release 07-19 |
RG 169 Disclosure: Discretionary powers
| Released 28 November 2001
Media release 01/418
Updated 8 November 2002
Information release 02/24
Updated 2 October 2003
Information release 03-29
Updated 13 May 2005
Information release 05-23 |
| RG 175 Licensing: Financial product advisers — Conduct and disclosure | Released 26 June 2003
Media release 03-197
Reissued 13 May 2005
Information release 05-23
Reissued 28 May 2007
Information release 07-19
Reissued 22 May 2009
Advisory 09-92 |
| RG 176 Licensing: Discretionary powers — wholesale foreign financial services providers | Released 12 September 2003,
Information release 03-22
Updated 17 May 2005
Information release 05-24 |
| RG 178: Foreign Collective Investment Schemes | Released 31 May 2004
Information Release 04-20 |
| RG 179 Managed discretionary account services | Released 4 March 2004
Information release 04-08 |
| RG 181 Licensing: Managing conflicts of interest | Released 30 August 2004
Information release 04-42 |
| RG 182 Dollar Disclosure | Released 15 December 2004
Information release 04-67
Updated 28 May 2007
Information release 07-19
Reissued 19 June 2008 |
| RG 183 Approval of financial services sector codes of conduct | Released 23 February 2005,
Information release 05-08 |
| RG 185 Non-cash payment facilities | Released 15 November 2005
Information release 05-60 |
