CP 109 Margin lending: Financial requirements
Released 13 July 2009. Comment closed 10 August 2009.
This consultation paper sets out ASIC’s proposals on the financial resource requirements we will impose on the holder of an Australian financial services (AFS) licence who provides a financial service in relation to a margin lending facility.
The purpose of this paper is to seek the views of margin lenders, investors, their legal advisors, and other interested parties, on the proposals we have developed.
Download CP 109 (PDF 304 KB) | Read advisory 09-122AD
Read the report on submissions | Read advisory 09-242AD
| Submissions | Date |
|---|---|
| Australasian Compliance Institute | 10 August 2009 |
| Australian Bankers Association | 14 August 2009 |
| McCullough Robertson Lawyers | 7 August 2009 |
| Securities & Derivatives Industry Association | 10 August 2009 |