RG 175 Licensing: Financial product advisers – conduct and disclosure

Issued 3 October 2013

This is a guide for persons who provide financial product advice to retail clients, and their professional advisers (such as lawyers).

This guide considers how certain conduct and disclosure obligations in Pt 7.7 and Div 2 of Pt 7.7A of the Corporations Act 2001 apply to the provision of financial product advice.

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Last updated: 23/03/2016 03:08