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Former stockbroker sentenced for dishonest use of client funds

6 November 2017

A former Perth stockbroker has been sentenced in the Brisbane District Court on dishonesty charges brought by ASIC.

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ASIC suspends AFS licence of MJ Wren & Co

27 October 2017

We have suspended the AFS licence of MJ Wren & Co Pty Ltd until 16 October 2018.

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ASIC Market Liaison Meeting 

1 November 2017 

ASIC's market stakeholders are invited to attend the next Market Liaison Meeting on 30 November in Sydney and Melbourne.

Register to attend

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The market entity compliance system (MECS) provides market entities with tools and information to assist with compliance.

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Last updated: 03/08/2017 04:04