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Former stockbroker sentenced for dishonest use of client funds
6 November 2017
A former Perth stockbroker has been sentenced in the Brisbane District Court on dishonesty charges brought by ASIC.
ASIC suspends AFS licence of MJ Wren & Co
27 October 2017
We have suspended the AFS licence of MJ Wren & Co Pty Ltd until 16 October 2018.
ASIC Market Liaison Meeting
1 November 2017
ASIC's market stakeholders are invited to attend the next Market Liaison Meeting on 30 November in Sydney and Melbourne.
The market entity compliance system (MECS) provides market entities with tools and information to assist with compliance.