ASIC's role

Episode 52: The regulatory toolkit

11 July 2019

In this episode with the Assistant Managing Director (Capital Markets) of the Monetary Authority of Singapore, Lee Boon Ngiap, we explore how regulators deploy their tools to detect, combat and deter misconduct in the financial system.

Episode 50: Balancing consumer choice and protection

26 June 2019

In this interview with the Chair of the European Securities and Markets Authority Steven Maijoor, ASIC Commissioner Sean Hughes explores the balancing act between consumer choice, innovation and consumer protection and the use of product intervention powers by regulators around the world.

Episode 48: International standard setting for insurance supervisors

24 June 2019

In this interview with the Secretary General of the International Association of Insurance Supervisors (IAIS) Jonathan Dixon, ASIC Executive Director (Financial Services) Michael Saadat explores the role of the international standard setting body for insurance regulators - the IAIS, its priorities and challenges, and the impact of advancements in technology on regulation.

Listen to Episode 48

Episode 45: Product intervention powers and design and distribution obligations

8 April 2019

ASIC has welcomed the passage of key financial services reforms contained in the Treasury Laws Amendment (Design and Distribution Obligations and Product Intervention Powers) legislation.

View ASIC media release (19-079MR) for more information.

Listen to Episode 45

How to submit industry funding metrics

2 August 2018

This instructional video will provide you with a step by step guide on how to navigate the portal to complete this process.

Industry funding update

26 July 2018

Is your work regulated by ASIC? The time to act is now.

ASIC industry funding - what you need to know

8 May 2018

The Australian Government has introduced new laws changing how ASIC is funded. Under the new arrangements, regulated entities will receive an invoice for ASIC's regulatory services delivered in the prior year. If your work is regulated by ASIC there are some things you need to know.

Episode 39: Indigenous Outreach trip to the APY Lands

25 June 2018

ASIC's Indigenous Outreach Officer Nathan Boyle talks with Susan Tilley from Anangu Lands Paper Tracker Radio Program about ASIC's work with indigenous consumers and the recent outreach trip to the APY Lands with super funds. Visit the Paper Tracker website to listen to the full interview.

Read the transcript

 

ASIC's Corporate Plan 2017-18 to 2020-21

31 August 2017

ASIC Annual Forum 2017 - a preview

28 February 2017

ASIC's Corporate Plan - Focus 2016-17

16 October 2016

ASIC and whistleblowers

17 May 2016

Warren Day, Senior Executive Leader, Assessment and Intelligence talks about ASIC's role in relation to whisteblowers.

Read the transcript

The role of culture

19 December 2015

ASIC Chairman Greg Medcraft talks about culture and its importance to the financial industry.

Listen now or download - the role of culture

Cyber crime

3 September 2014

ASIC Chairman Greg Medcraft talks about cyber crime and the importance of working with counterparts here and overseas to tackle the issue.

The National Financial Literacy Strategy

17 August 2014

The National Financial Literacy Strategy is led by the Australian Securities and Investments Commission (ASIC). It provides a practical framework for action to guide and encourage all those with a role to play in improving financial literacy for Australians.

 

The ASIC Podcast

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Episode 56: ASIC’s case against former director Bradley Silver

6 September 2019

In this episode, we discuss ASIC’s case against Bradley Silver, a former director of a property development company who defrauded his clients of $4.7 million.

Listen now

Read the media release

For more episodes, visit The ASIC Podcast at Podbean.

Fintech innovations

31 July 2019

This podcast series from Toronto Centre gives regulatory and market perspectives on fintech innovations currently taking place in Australia.

Introducing the newest technology to capital markets - Oliver Harvey, ASIC and Katie McDermott, ASX provide regulator and industry perspectives.

To protect or to foster innovation: An inside look at a regulator's initiative to do both -  Mark Adams, ASIC

Listen to the podcasts on the Toronto Centre website

Last updated: 03/09/2019 04:51