CP 306 Markets Disciplinary Panel

Released 29 November 2018. Comments close 15 January 2019 (extended to 31 January 2019).

ASIC took over responsibility for market supervision in August 2010. At that time, ASIC created the Markets Disciplinary Panel (MDP) to make decisions about alleged contraventions of the market integrity rules.

ASIC is seeking your feedback about proposals to change the kinds of matters that should be referred to the MDP and the powers that should be exercised by the MDP.

This paper attaches a draft of the revised Regulatory Guide 216 Markets Disciplinary Panel.

Download

• CP 306 (PDF 261 KB)
• Attachment to CP 306 - draft revised RG 216 (PDF 631 KB)

Related documents

• Final Regulatory Guide 216 Markets Disciplinary Panel
• Report 624 Response to submissions on CP 306 Markets Disciplinary Panel