Shares and market misconduct (insider trading etc.)

For concerns about your shares or share portfolios read:

  • Unsolicited (or unexpected) offers to buy your shares (INFO 191)
  • Disputes about share registry services (INFO 193)

ASIC is interested in receiving reports of sharemarket misconduct; however, we are unable to tell you what precise action we are taking, or even if we are taking action, as to do so may prejudice that action or may affect the market. To better understand why we do not give out information in certain circumstances read our information sheet Public comment (INFO 152).

To report sharemarket misconduct including insider trading, market manipulation, continuous disclosure and misleading statements:

 
Where ASIC can help

Information about whistleblowers

ASIC and whistleblowers

Asic Whistleblower Thmb

Warren Day, Senior Executive Leader, Assessment and Intelligence talks about ASIC's role in relation to whisteblowers.

Read the transcript


The Corporations Act and whistleblowers

Corp Whistleblower Thmb

How the Corporations Act recognises and protects whistleblowers.

Read the transcript


Fair Work Ombudsman

You can contact the Fair Work Ombudsman if you would like to report someone who isn't complying with workplace laws or you need help in resolving a workplace issue.


Last updated: 23/03/2016 03:05