When applying for relief from the FSR provisions, make sure you:
1. Apply early
If you’re thinking of applying for relief from the FSR licensing or disclosure provisions, you should apply as early as possible. Applications for relief often raise issues that may take some time to resolve.
2. Apply in writing and use form FS10
You should apply in writing. To help you apply for relief we have released form FS10, a combination form containing forms FS10 through to FS15. We encourage you to use it as a cover sheet to your written application addressing the criteria in Regulatory Guide 51 Applications for relief [formerly PS 51].
While using the form is not compulsory, it will make it easier for you to identify the type of relief you are seeking, as well as making the assessment process more efficient.
The form includes information to help you complete and lodge it. It also sets out the fees that apply.
Download a copy of form FS10 (PDF)
3. Address the criteria in our policies on relief
You should specifically address the criteria set out in our policies on relief.
For example, in your application you should particularly address the commercial benefit and any net regulatory benefit or detriment from granting the relief you seek. If you think you have special circumstances or you are disproportionately affected by the FSR provisions, clearly set out your reasons.
4. Lodge your application electronically
The quickest way to have your application considered and our preferred method of lodgement is to email a copy of form FS10, the application and any attachments to applications@asic.gov.au. Then send the paper copy and the fee to:
Manager – Applications
Australian Securities & Investments Commission
GPO Box 9827 in your capital city
| Download a copy of the report | Information release |
| Sept - Nov 2007 | Information release IR 08-11, 1 April 2008 |
| June - August 2007 | Information release IR 07-49, 23 November 2007 |
| Jan-May 2007 | Information release IR 07-41, 6 September 2007 |
| Oct-Dec 2006 | Information release IR 07-17, 15 May 2007 |
| July-Sept 2006 | Information release IR 07-01 18 January 2007 |
| April-June 2006 | Information release IR 06-33, 29 September 2006 |
| Jan-Mar 2006 | Information release IR 06-27, 25 July 2006 |
| Sept-Dec 2005 | Information release IR 06-10, 10 April 2006 |
| May-Aug 2005 | Information release IR 05-65, 21 December 2005 |
| Jan-April 2005 | Information release IR 05-41, 26 July 2005 |
| Aug-Dec 2004 | Information release IR 05-21, 11 May 2005 |
| Oct 2003-Aug 2004 | Information release IR 04-72, 21 December 2004 |
| Report formed part of the information release | Information release IR 03-31, 10 October 2003 |