| Within: | |
We have released an information sheet to assist those intending to apply for a limited Australian financial services licence. 13-140MR. 14 June 2013
| Future of financial advice | Reforms coming to the financial advice industry. |
| Licensing | How to apply for an AFS licence.
Varying your licence. Cancelling your licence. |
| Compliance | Your ongoing obligations as an AFS licensee including business requirements, conduct, disclosure, training and dispute resolution.
Changes you must tell us about. How to lodge and check your details online. |
| Training | Training of financial product advisers |
| Financial advisers providing tax advice | Information for financial advisers who provide tax advice |
| Carbon markets | Information for entities and individuals providing financial services and operating financial markets in regulated emissions units. |
| Managed investment schemes | Starting, running and closing managed investment schemes. |
| Superannuation | ASIC's role in super, Stronger Super reform, shorter PDS regime. |
| Relief | How to apply for relief from the law.
ASIC's policy and reports on relief. Class order relief by topic. |
| Reference checking | Reference checking directory for the financial services industry |
| Resources | Resources for financial services professionals including:
|
More about |
