We have warned the real estate industry that agents recommending investors use a self-managed superannuation fund to invest in property must ensure they are appropriately licensed to provide the advice. 13-204MR, 6 November 2013
As part of our continuing focus on the self-managed superannuation fund (SMSF) sector, we have released proposed guidance to improve the quality of advice given to investors. 13-243MR, 16 September 2013
This information sheet provides general information and compliance tips for financial advisers who provide super switching advice. INFO 182. 20 August 2013
We have released a consultation paper proposing a replacement process for the ASIC Training Register, which has been under review since 24 September 2012. 13-219MR. 19 August 2013
|Future of financial advice||Reforms coming to the financial advice industry.|
|Licensing||How to apply for an AFS licence.
Varying your licence. Cancelling your licence.
|Compliance||Your ongoing obligations as an AFS licensee including business requirements, conduct, disclosure, training and dispute resolution.
Changes you must tell us about.
How to lodge and check your details online.
|Training||Training of financial product advisers|
|Financial advisers providing tax advice||Information for financial advisers who provide tax advice|
|Carbon markets||Information for entities and individuals providing financial services and operating financial markets in regulated emissions units.|
|Managed investment schemes||Starting, running and closing managed investment schemes.|
|Superannuation||ASIC's role in super, Stronger Super reform, shorter PDS regime.|
|Relief||How to apply for relief from the law.
ASIC's policy and reports on relief.
Class order relief by topic.
|Reference checking||Reference checking directory for the financial services industry|
|Resources||Resources for financial services professionals including: