We have released an information sheet to assist those intending to apply for a limited Australian financial services licence. 13-140MR. 14 June 2013
|Future of financial advice||Reforms coming to the financial advice industry.|
|Licensing||How to apply for an AFS licence.
Varying your licence. Cancelling your licence.
|Compliance||Your ongoing obligations as an AFS licensee including business requirements, conduct, disclosure, training and dispute resolution.
Changes you must tell us about.
How to lodge and check your details online.
|Training||Training of financial product advisers|
|Financial advisers providing tax advice||Information for financial advisers who provide tax advice|
|Carbon markets||Information for entities and individuals providing financial services and operating financial markets in regulated emissions units.|
|Managed investment schemes||Starting, running and closing managed investment schemes.|
|Superannuation||ASIC's role in super, Stronger Super reform, shorter PDS regime.|
|Relief||How to apply for relief from the law.
ASIC's policy and reports on relief.
Class order relief by topic.
|Reference checking||Reference checking directory for the financial services industry|
|Resources||Resources for financial services professionals including: