From 28 July 2014, the previous arrangement of giving AFS licence applicants 20 business days to forward the core proofs will be discontinued. 28 July 2014
We have published an information sheet to help ePayment Code subscribers comply with the obligation under clause 44.1 to report to ASIC, annually, information about unauthorised transactions. INFO 195. 23 December 2013
|Future of financial advice||Reforms coming to the financial advice industry.|
|Licensing||How to apply for an AFS licence.
Varying your licence. Cancelling your licence.
|Compliance||Your ongoing obligations as an AFS licensee including business requirements, conduct, disclosure, training and dispute resolution.
Changes you must tell us about.
How to lodge and check your details online.
|Training||Training of financial product advisers|
|Financial advisers providing tax advice||Information for financial advisers who provide tax advice|
|Carbon markets||Information for entities and individuals providing financial services and operating financial markets in regulated emissions units.|
|Managed investment schemes||Starting, running and closing managed investment schemes.|
|Superannuation||ASIC's role in super, Stronger Super reform, shorter PDS regime.|
|Relief||How to apply for relief from the law.
ASIC's policy and reports on relief.
Class order relief by topic.
|Reference checking||Reference checking directory for the financial services industry|
|Resources||Resources for financial services professionals including: