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Financial advice and services - overview

What's new

Financial advice and services

More What's new

Reforms coming to the financial advice industry.
How to apply for an AFS licence.
Varying your licence. Cancelling your licence.
Your ongoing obligations as an AFS licensee including business requirements, conduct, disclosure, training and dispute resolution.

Changes you must tell us about.

How to lodge and check your details online.
Training of financial product advisers
Information for financial advisers who provide tax advice
Information for entities and individuals providing financial services and operating financial markets in regulated emissions units.
Starting, running and closing managed investment schemes.
ASIC's role in super, Stronger Super reform, shorter PDS regime.
How to apply for relief from the law.
ASIC's policy and reports on relief.
Class order relief by topic.
Reference checking directory for the financial services industry
Resources for financial services professionals including:

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