Consultation papers

Consultation papers seek feedback from stakeholders on matters ASIC is considering, such as proposed relief or proposed regulatory guidance.

Papers currently open for public comment

CP 227 Disclosure and reporting requirements for superannuation trustees: s29QC

Released 19 December 2014. Comments close 13 March 2015.

Download CP 227 (PDF 202 KB) | Read the media release

CP 226 Remaking ASIC class orders on secondary services and general advice

Released 11 December 2014. Comments close 9 February 2015.

Download CP 226 (PDF 168 KB) | Read the media release

- Attachment 1 to CP 226 - ASIC Corporations (Financial Services Guides - Secondary Services) Instrument 2015 (PDF 98 KB)

- Attachment 2 to CP 226 - ASIC Corporations (Advertising by Product Issuers) Instrument 2015 (PDF 88 KB)

- Attachment 3 to CP 226 - ASIC Corporations (General Advice Warning) Instrument 2015 (PDF 91 KB)

CP 225 Remaking ASIC class orders on offers of foreign securities

Released 11 December 2014. Comments close 9 February 2015.

Download CP 225 (PDF 212 KB) | Read the media release

- Attachment 1 to CP 225 - ASIC Corporations (Foreign Securities - Rights Issues) Instrument 2015 (PDF 110 KB)

- Attachment 2 to CP 225 - ASIC Corporations (Foreign Securities - Foreign Scrip Bids) Instrument 2015 (PDF 117 KB)

- Attachment 3 to CP 225 - ASIC Corporations (Disclosure Relief - Compromises or Arrangements) Instrument 2015 (PDF 100 KB)

- Attachment 4 to CP 225 - ASIC Corporations (Foreign Securities - Small Scale Personal Offers) Instrument 2015 (PDF 112 KB)

- Attachment 5 to CP 225 - ASIC Corporations (Foreign Securities - Incidental Advertising) Instrument 2015 (PDF 94 KB)

- Attachment 6 to CP 225 - ASIC Corporations (Foreign Securities - Publishing Notices) Instrument 2015 (PDF 96 KB)

- Attachment 7 to CP 225 - Draft Regulatory Guide 72 (PDF 255 KB)

CP 224 Facilitating electronic financial services disclosures

Released 14 November 2014. Comments close 16 January 2015.

Download CP 224 (PDF 215 KB) | Read the media release

- Attachment to CP 224: draft updated Regulatory Guide 221 (PDF 266 KB)

 

Consultation papers by number

CP 218 - CP 227

CP 208 - CP 217

CP 198 - CP 207

CP 188 - CP 197

CP 178 - CP 187

CP 168 - CP 177

CP 158 - CP 167

CP 148 - CP 157

CP 138 - CP 147

CP 127 - CP 137

CP 117 - CP 126

CP 107 - CP 116

CP 97 - CP 106

CP 87 - CP 96

CP 77 - CP 86

CP 67 - CP 76

CP 57 - CP 66

CP 47 - CP 56

CP 37 - CP 46

CP 27 - CP 36

CP 17 - CP 26

CP 7 - CP 16

CP 1 - CP 6

 

Consultation papers by topic

Companies

Business names

Financial services

Superannuation

Credit

Financial reporting

Fundraising

Takeovers

Financial markets

Auditors

Insolvency

Dealing with ASIC

Last updated: 19/12/2014 03:55