Consultation papers

Consultation papers seek feedback from stakeholders on matters ASIC is considering, such as proposed relief or proposed regulatory guidance.

Papers currently open for public comment

CP 237 Remaking ASIC class orders on real estate companies: [CO 00/213] and [CO 05/1243]

Released 26 August 2015. Comments due 23 September 2015.

Download CP 237 (PDF 137 KB)

Attachment to CP 237 - Draft ASIC Corporations (Real Estate Companies) Instrument 2015/XX (PDF 96 KB)

CP 236 Remaking ASIC class orders on dematerialised securities and CHESS units of foreign securities

Released 24 August 2015. Comments due 21 September 2015.

Download CP 236 (PDF 146 KB)

- Attachment 1 to CP 236 - Draft ASIC Corporations (Dematerialised Securities: Austraclear) Instrument 2015/XX (PDF 94 KB)

- Attachment 2 to CP 236 - Draft ASIC Corporations (Division 4 Financial Products) Instrument 2015/XX (PDF 98 KB)

CP 235 Proposed amendments to ASIC market integrity rules and instruments for the Chi-X investment product market

Released 20 August 2015. Comments due 9 September 2015.

Download CP 235 (PDF 263 KB)

- Attachment 1 to CP 235 Draft amended ASIC Market Integrity Rules (Chi-X) (PDF 593 KB)

- Attachment 2 to CP 235 Draft amended ASIC Market Integrity Rules (Competition) (PDF 573 KB)

- Attachment 3 to CP 235 Draft amended ASIC Market Integrity Rules (ASX) (PDF 700 KB)

CP 234 Remaking ASIC class orders on takeovers and schemes of arrangement

Released 4 August 2015. Comments close 2 October 2015. 

Download CP 234 (PDF, 168 KB) 

- attachment 1 to CP 234 - ASIC Corporations (Unsolicited Offers—Foreign Bids) Instrument 2015/XX (PDF, 106KB) 

- attachment 2 to CP 234 - ASIC Corporations (Approved Foreign Financial Markets) Instrument 2015/XX (PDF, 107KB) 

- attachment 3 to CP 234 - ASIC Corporations (Takeovers—Accelerated Rights Issues) Instrument 2015/XX (PDF, 102KB) 

- attachment 4 to CP 234 - ASIC Corporations (IDPS—Relevant Interests) Instrument 2015/XX (PDF, 102KB) 

- attachment 5 to CP 234 - ASIC Corporations (Minimum Bid Price) Instrument 2015/XX (PDF, 112KB) 

CP 233 Remaking ASIC class orders on financial reporting

Released 16 June 2015. Comments close 17 August 2015.

Download CP 233 (PDF 146 KB)

- attachment 1 to CP 233 - Draft ASIC Corporations (Exempt Proprietary Companies) Instrument 2015/XX (PDF 106KB)

- attachment 2 to CP 233 - Draft ASIC Corporations (Non-Reporting Entities) Instrument 2015/XX (PDF 98 KB)

- attachment 3 to CP 233 - Draft ASIC Corporations (Stapled Group Reports) Instrument 2015/XX (PDF 108 KB)

- attachment 4 to CP 233 - Draft ASIC Corporations (Post Balance Date Reporting) Instrument 2015/XX (PDF 102 KB)

- attachment 5 to CP 233 - Draft ASIC Corporations (Related Scheme Reports) Instrument 2015/XX (PDF 106 KB)

CP 232 Remaking ASIC class orders on superannuation: [CO 04/1574] and [CO 06/636]

Released 2 June 2015. Comments close 7 August 2015.

Download CP 232 (PDF 149 KB)

- attachment 1 to CP 232 - Draft ASIC Corporations (Application Form and Cooling-off Period Relief—Intra-fund Transfers) Instrument 2015/XX (PDF 108 KB)

- attachment 2 to CP 232 - Draft ASIC Superannuation (Product Disclosure for Investment Strategies) Instrument 2015/XX (PDF 130 KB)

CP 231 Mandatory central clearing of OTC interest rate derivative transactions

Released 28 May 2015. Comments close 10 July 2015.

Download CP 231 (PDF 449 KB) | Read the media release

- attachment to CP 231 - Draft ASIC Derivative Transaction Rules (Clearing) 2015 (PDF 212 KB)

CP 230 Remaking ASIC class orders on banking and insurance

Released 26 May 2015. Comments close 7 July 2015.

Download CP 230 (PDF 154 KB) | Read the media release

- attachment 1 to CP 230 - Draft ASIC Corporations (Distribution of Basic Deposit and General Insurance Products) Instrument 2015/XX (PDF 96 KB)

- attachment 2 to CP 230 - Draft ASIC Corporations (Miscellaneous Disclosure Obligations for Deposit Products) Instrument 2015/XX (PDF 91 KB)

CP 229 Repealing redundant ASIC class orders

Released 17 April 2015. Comments close 17 June 2015.

Download CP 229 (PDF 257 KB) | Read the media release

Consultation papers by number

CP 219 - CP 228

CP 209 - CP 218

CP 199 - CP 208

CP 189 - CP 198

CP 179 - CP 188

CP 169 - CP 178

CP 159 - CP 168

CP 149 - CP 158

CP 139 - CP 148

CP 128 - CP 138

CP 118 - CP 127

CP 108 - CP 117

CP 98 - CP 107

CP 88 - CP 97

CP 78 - CP 87

CP 68 - CP 77

CP 58 - CP 67

CP 48 - CP 57

CP 38 - CP 47

CP 28 - CP 37

CP 18 - CP 27

CP 8 - CP 17

CP 1 - CP 7

 

Consultation papers by topic

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Financial services

Superannuation

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Fundraising

Takeovers

Financial markets

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Insolvency

Dealing with ASIC

Last updated: 26/08/2015 09:42