We have released our final policies on adviser training and financial requirements for entities and individuals providing financial services in relation to emissions units following a public consultation. 12-84MR. 2 May 2012
We have released details regarding the registration and licensing process for those intending to provide financial services in emissions units under the Federal Government’s carbon pricing mechanism. 12-82MR. 30 April 2012
| Future of financial advice | Reforms coming to the financial advice industry. |
| Licensing | How to apply for an AFS licence.
Varying your licence. Cancelling your licence. |
| Compliance | Your ongoing obligations as an AFS licensee including business requirements, conduct, disclosure, training and dispute resolution.
Changes you must tell us about. How to lodge and check your details online. |
| Training | Training of financial product advisers |
| Carbon markets | Information for entities and individuals providing financial services and operating financial markets in regulated emissions units. |
| Managed investment schemes | Starting, running and closing managed investment schemes. |
| Relief | How to apply for relief from the law.
ASIC's policy and reports on relief. Class order relief by topic. |
| Reference checking | Reference checking directory for the financial services industry |
| Resources | Resources for financial services professionals including:
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