Public warning notices

In some circumstances ASIC may issue a notice warning the public about the conduct of a person in relation to financial services: see Australian Securities and Investments Commission Act 2001, s12GLC.

Date

Party

ASIC

media release

Public warning notice

ASIC Act provision

28 June 2023 David Alan Zohar   PWN 2023-1 (PDF) section 12GLC(1)
13 February 2018 AGM Markets Pty Ltd
OT Markets Pty Ltd
Ozifin Tech Pty Ltd
18-036MR See 18-036MR section 12GLC
5 July 2017 Skyllex 17-225MR PWN 2017-1 (PDF) section 12GLC(1)

8 August 2016

Titantrade 16-246MR PWN 2016-4 (PDF) section 12GLC(1)

9 May 2016

Various parties 16-189MR PWN 2016-3(PDF) section 12GLC(1)

13 May 2016

Top Ten Binary Brokers 16-142MR PWN 2016-2 (PDF) section 12GLC(1)

8 March 2016

Market City International SRL 16-066MR PWN 2016-1 (PDF) section 12GLC(1)

9 February 2015

Shaun Gregory Morgan

15-016MR

PWN 2015-1 (PDF)

section 12GLC(1)

11 September 2014

First Forex

14-231MR

PWN 2014-1 (PDF)

section 12DA

27 August 2013

Mike Morgan Loans

13-238MR

PWN 2013-1 (PDF)

section 12GLC(1)

10 September 2012

Robert George McClelland

12-223MR

PWN 2012-2 (PDF)

section 12GLC(1)

15 May 2012

Dellingworth Pty Ltd

ACN 131 923 129

12-95MR

PWN 2012-1 (PDF)

section 12GLC(1)

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Last updated: 28/06/2023 04:46