CP 277 Proposals to consolidate the ASIC market integrity rules

Released 24 January 2017. Comments close 7 March 2017

This consultation paper seeks feedback from market operators and participants on our proposals to consolidate the ASIC market integrity rules and clarify existing obligations for:

  • Ÿ   management requirements and responsible executives
  • Ÿ   dealing 'as principal'
  • Ÿ   block trades and large portfolio trades
  • Ÿ   derivatives market contracts and wholesale client disclosure, and
  • Ÿ   record keeping by market licensees.

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Last updated: 07/02/2017 12:01