RG 246 Conflicted remuneration

Issued 4 March 2013

This guide is for Australian financial services (AFS) licensees and their representatives and other entities that need to comply with the provisions on conflicted remuneration and other banned remuneration in Divs 4 and 5 of Pt 7.7A of the Corporations Act 2001.

It sets out our guidance on complying with these provisions and how we will administer them.

The provisions apply to financial product advice given to retail clients.

Download RG 246 (PDF 651 KB)

 

Last updated: 23/03/2016 03:08