| ► A |  |
| INFO 1 | Administrative hearings |
| INFO 2 | Alternate directors |
| INFO 135 | Annual compliance certificates for credit licensees |
| INFO 144 | Annual general meetings: Voting on the remuneration report resolution |
| Annual Returns - pre 2003 |
| INFO 3 | Annual Statements and late fees |
| INFO 5 | Application for suppression of residential address |
| INFO 132 | Applying for a credit licence: Details of professional indemnity insurance |
| INFO 113 | Applying for a credit licence: Summary business description |
| INFO 179 | Applying for a limited AFS licence |
| INFO 82 | Applying for relief |
| Appoint an agent to represent your company |
| INFO 126 | Appointing and maintaining your credit representatives |
| INFO 88 | Appointment of authorised representatives, Notifying ASIC of |
| INFO 85 | Approving fees: a guide for creditors  |
| INFO 7 | Are your company details up to date? |
| INFO 90 | As a superannuation trustee, do I need to notify members about member transfers without consent? |
| INFO 65 | ASIC consent to the resignation of an auditor (See Resignation of an auditor under the Corporations Act 2001) |
| INFO 8 | ASIC corporate key |
| INFO 9 | ASIC decisions - your rights |
| ASIC forms list
|
| ASIC information brokers |
| INFO 10 | ASIC initiated deregistration of a company |
| ASIC invoice statements |
| INFO 164 | ASIC market integrity rules: Exceptions to the pre-trade transparency requirements |
| ASIC office, contacting |
| INFO 12 | ASIC Search information and fees (formerly Fees for ASIC company search information) |
| INFO 151 | ASIC's approach to enforcement |
| INFO 145 | ASIC's compulsory information-gathering powers |
| INFO 62 | auditor, removal under Corporations Act 2001 |
| INFO 65 | auditor, resignation under Corporations Act 2001 |
| INFO 64 | auditors of registered schemes and compliance plans, resignation and removal |
| INFO 13 | Australian Company Numbers |
| INFO 139 | Australian Consumer Law infringement notices: Your rights |
| INFO 140 | Australian Consumer Law substantiation notices: Your rights |
| Australian Corporate Update CD-ROM |
| INFO 14 | Automatic disqualification of officeholders (Bankruptcy and Personal Insolvency Agreements) |
| ► B ▲ | |
| INFO 14 | Bankruptcy and Personal Insolvency Agreements |
| ► C ▲ | |
| INFO 15 | Cancellation of shares: Reference guide |
| INFO 16 | Changing a company name |
| INFO 18 | Changing company type |
| INFO 17 | Changing a financial year |
| INFO 20 | Checklist for registered companies and their officers |
| Commemorative records of registration |
| INFO 131 | Companies limited by guarantee—simplified obligations |
| INFO 21 | Company Alert |
| INFO 79 | Company director's obligations |
| INFO 71 | Company name availability |
| INFO 22 | Company resolutions |
| INFO 145 | compulsory information-gathering powers, ASIC's |
| INFO 104 | Complying with your credit obligations |
| INFO 134 | Complying with your obligations if you are both a credit licensee and an AFS licensee |
| INFO 136 | Complying with your trust account obligations as a credit licensee |
| INFO 23 | Constitution and replaceable rules |
| Contacting ASIC |
| INFO 172 | Cooperating with ASIC |
| INFO 8 | Corporate key |
| INFO 138 | Credit annual compliance certificate: Statement of personal information template |
| INFO 137 | Credit disclosure: Transitional arrangements |
| INFO 128 | Credit infringement notices - your rights |
| INFO 109 | Credit licensee offences: Prohibited dealings and unlawful authorisations |
| INFO 143 | Credit rating agencies: Guidance on certain AFS licence conditions |
| INFO 147 | Credit rating agencies: Lodging a compliance report with ASIC |
| ► D ▲ | |
| INFO 178 | Dark liquidity and high-frequency trading
Read the PDF (115 KB) |
| INFO 141 | Dealing and providing a custodial or depository service as a secondary service |
| INFO 26 | Dealing with businesses and companies: How to avoid being swindled |
| INFO 105 | Dealing with consumers and credit |
| INFO 24 | Deeds of cross guarantee |
| INFO 25 | Deregistering a company |
| INFO 10 | Deregistration of a company - ASIC initiated |
| INFO 2 | directors, alternate |
| Director's legal obligations |
| INFO 99 | Disclosure of credit ratings in Australia
Read as a PDF (72 KB) |
| INFO 167 | Disclosure requirements for superannuation trustees: s29QC |
| INFO 160 | Disputes about employee entitlements |
| INFO 161 | Disputes about goods and non-financial services |
| INFO 162 | Disputes between officeholders and/or members of small proprietary companies |
| INFO 90 | Do I need to notify members about member transfers without consent? (Superannuation trustee) |
| INFO 101 | Does the new credit regime apply? |
| Don't get burned (see Dealing with businesses and companies: How to avoid being swindled) |
| ► E ▲ | |
| INFO 57 | EDGE-compliant computer software |
| EDGE introduction and protocol |
| INFO 28 | Enforceable undertakings register |
| INFO 142 | Estimated frozen funds under management |
| INFO 164 | Exceptions to the pre-trade transparency requirements (ASIC market integrity rules) |
| INFO 29 | External administration - most commonly lodged forms |
| ► F ▲ | |
| INFO 12 | Fees for ASIC company search information (replaced by ASIC Search information and fees) |
| INFO 30 | Fees for commonly lodged documents |
| INFO 108 | Fees for credit licence and annual compliance certificate |
| Fees for lodging documents and how to pay them |
| INFO 87 | Fee waivers |
| INFO 163 | Financial reporting compliance by administrators of insolvent public companies |
| INFO 31 | Financial reports |
| INFO 32 | Foreign companies |
| Forms list
|
| INFO 142 | Frozen funds: Estimated frozen funds under management |
| INFO 111 | Frozen funds, Information for investors in
Read as a PDF Frozen funds, Information for investors in |
| ► G ▲ | |
| INFO 103 | Getting a credit licence |
| INFO 33 | Getting your money back |
| INFO 168 | Giving and collectively charging for intra-fund advice |
| INFO 112 | Guidance for financial counsellors |
| INFO 97 | Guidance for small credit businesses |
| INFO 107 | Guidelines for managing allegations of misconduct against ASIC staff members |
| ► H ▲ | |
| INFO 153 | How ASIC deals with reports of misconduct
► Read online
► Download PDF |
| INFO 86 | How do the RSE and AFS licensing application processes work together? |
| INFO 37 | How to avoid late fees |
| INFO 80 | How to interpret ASIC insolvency statistics |
| INFO 61 | How to register a company |
| ► I ▲ | |
| INFO 166 | Implementing the CPSS–IOSCO Principles for financial market infrastructures in Australia |
| INFO 73 | importance of sole company directors/shareholders having a will, The |
| INFO 84 | Independence of external administrators: a guide for creditors |
| Information brokers |
| Information for creditors |
| Insolvencies, terminations and new incorporations statistics |
| INFO 41 | Insolvency: a glossary of terms |
| INFO 42 | Insolvency: a guide for directors |
| INFO 43 | Insolvency: a guide for shareholders |
| INFO 39 | Insolvency information for directors, employees, creditors and shareholders |
| Invoice statements |
| ► L ▲ | |
| INFO 3 | Late fees |
| INFO 165 | Legal professional privilege |
| INFO 110 | Lenders with carried over instruments |
| INFO 45 | Liquidation: a guide for creditors |
| INFO 46 | Liquidation: a guide for employees |
| INFO 34 | Liquidators, Registration of (includes registration form, pro formas and guidelines) |
| List of ASIC forms
|
| INFO 30 | Lodging fees |
| ► M ▲ | |
| INFO 100 | Margin lending — getting or varying an AFS licence |
| INFO 150 | Market supervision and competition cost recovery (1 January 2012 to 30 June 2013)—new billing arrangements for ASX and Chi-X participants |
| INFO 47 | Members of a company |
| INFO 49 | Minimum officeholders |
| ► N ▲ | |
| News for business: Merchant pricing for credit card payments |
| INFO 94 | Notification requirements for Product Disclosure Statements |
| INFO 88 | Notifying ASIC of the appointment of authorised representatives |
| INFO 169 | Notifying members about superannuation transfers: Accrued default amounts (MySuper transition) |
| INFO 50 | Notifying the ASX about directors' interests in company securities |
| Notifying details of credit representatives |
| ► O ▲ | |
| INFO 59 | Official liquidators, Registration of |
| Online user guides |
| ► P ▲ | |
| INFO 14 | Part X of the Bankruptcy Act 1966 (Bankruptcy and Personal Insolvency Agreements) |
| Phoning, faxing or visiting an ASIC office |
| INFO 157 | Practical guidance for foreign financial service providers |
| INFO 93 | Practical guidance for operators of foreign collective investment schemes |
| INFO 92 | Probity request procedures for overseas regulators |
| INFO 52 | Protection for whistleblowers |
| INFO 53 | Providing assistance to external administrators: books, records & RATA:
► Read online
► Download PDF |
| INFO 152 | Public comment |
| ► Q ▲ | |
| INFO 177 | Quarterly cash equity market data: Methodology and definitions |
| ► R ▲ | |
| INFO 54 | Receivership; a guide for creditors |
| INFO 55 | Receivership: a guide for employees |
| INFO 56 | Reduction in share capital |
| INFO 61 | Register a company, How to |
| INFO 77 | Registered agents, What you need to know |
| INFO 57 | Registered EDGE-compliant computer software |
| INFO 58 | Registering a company - proof of identity for personal cheques |
| INFO 81 | Registering not-for-profit or charitable organisations |
| INFO 60 | Registrable Australian Bodies |
| INFO 34 | Registration of liquidators (includes registration form, pro formas and guidelines) |
| INFO 59 | Registration of official liquidators |
| INFO 156 | Regulated emissions units: Applying for or varying an AFS licence |
| INFO 4 | Reinstatement of the registration of a company |
| INFO 62 | Removal of an auditor under the Corporations Act 2001 |
| INFO 63 | Replaceable rules outlined |
| INFO 95 | Requirements for disclosure and reporting of short sales |
| INFO 64 | Resignation and removal of auditors of registered schemes or compliance plans |
| INFO 65 | Resignation of an auditor under the Corporations Act 2001 |
| INFO 146 | Responsible lending disclosure obligations: Overview for credit licensees and representatives |
| INFO 66 | Restoration of the names of registrable Australian bodies and foreign companies to the register |
|
|
| ► S ▲ | |
| INFO 12 | Search fees |
| INFO 69 | Share buy-backs |
| INFO 70 | Shares |
| INFO 47 | Shareholders - see Members |
| INFO 98 | Short selling: Short position reporting |
| INFO 133 | Shorter PDS regime: Superannuation, managed investment schemes and margin lending
► Read online
► Download PDF |
| INFO 155 | Shorter PDSs: Complying with requirements for superannuation products and simple managed investment schemes
► Read online
► Download PDF |
| INFO 158 | Short sale tagging |
| INFO 71 | Similar company names (now Company name availability) |
| INFO 57 | Software you need (Registered EDGE-compliant computer software) |
| INFO 22 | Special Resolutions (see Company Resolutions) |
| Super Decisions - Essential facts, tips and safety checks to help you make the right super decisions.
|
| ► T ▲ | |
| INFO 73 | The importance of sole company directors/shareholders having a will |
| INFO 106 | Trustee companies: Minimum standards for trustee companies holding estate assets |
| ► V ▲ | |
| INFO 74 | Voluntary administration: a guide for creditors |
| INFO 75 | Voluntary administration: a guide for employees |
| INFO 25 | Voluntary deregistration |
| ► W ▲ | |
| INFO 79 | Watchdog's Guide - now called Your company and the law |
| INFO 76 | What books and records should my company keep? |
| INFO 89 | What can I tell my employees about making a choice of superannuation fund? |
| INFO 114 | What is EDR and how can it help me? |
| INFO 77 | What you need to know about registered agencies |
| INFO 91 | Who can be the authorised representative of a licensee? |
| INFO 52 | Whistleblowers, Protection for |
| INFO 78 | Winding-up a solvent company |
| ► Y ▲ | |
| INFO 79 | Your company and the law |
| INFO 159 | Your investments: Frozen funds and hardship payments |
| |
