Regulatory guides

Regulatory guides give guidance to regulated entities by:

  • explaining when and how ASIC will exercise specific powers under legislation (primarily the Corporations Act)
  • explaining how ASIC interprets the law
  • describing the principles underlying ASIC’s approach
  • giving practical guidance (for example, describing the steps of a process such as applying for a licence or giving practical examples of how regulated entities may decide to meet their obligations).

Regulatory guides by number

View full list

RG 251 - RG 260

RG 241 - RG 250

RG 231 - RG 240

RG 221 - RG 230

RG 211 - RG 220

RG 201 - RG 210

RG 191 - RG 200

RG 181 - RG 199

RG 171 - RG 180

RG 161 - RG 170

RG 150 - RG 160

RG 138 - RG 149

RG 127 - RG 137

RG 112 - RG 123

RG 102 - RG 111

RG 91 - RG 101

RG 81 - RG 90

RG 71 - RG 80

RG 61 - RG 70

RG 51 - RG 60

RG 41 - RG 50

RG 31- RG 40

RG 21 - RG 30

RG 11 - RG 20

RG 1 - RG 10

Regulatory guides by topic

Companies

Business names

Financial services

Managed investment schemes

Superannuation

Credit

Financial reporting

Fundraising

Takeovers

Financial markets

Auditors

Insolvency

Dealing with ASIC

For a more detailed topic breakdown see our Regulatory index.

For a summary of recent regulatory updates see our regulatory document update tables.

Last updated: 20/10/2014 12:00