Regulatory guides

Regulatory guides give guidance to regulated entities by:

  • explaining when and how ASIC will exercise specific powers under legislation (primarily the Corporations Act)
  • explaining how ASIC interprets the law
  • describing the principles underlying ASIC’s approach
  • giving practical guidance (for example, describing the steps of a process such as applying for a licence or giving practical examples of how regulated entities may decide to meet their obligations).

Regulatory guides by number

View full list

RG 248 - RG 257

RG 238 - RG 247

RG 228 - RG 237

RG 218 - RG 227

RG 208 - RG 217

RG 198 - RG 207

RG 188 - RG 197

RG 178 - RG 187

RG 168 - RG 177

RG 158 - RG 167

RG 147 - RG 157

RG 135 - RG 146

RG 121 - RG 134

RG 109 - RG 120

RG 99 - RG 108

RG 88 - RG 98

RG 78 - RG 87

RG 68 - RG 77

RG 58 - RG 67

RG 48 - RG 57

RG 38 - RG 47

RG 28 - RG 37

RG 18 - RG 27

RG 8 - RG 17

RG 1 - RG 7

Regulatory guides by topic

Companies

Business names

Financial services

Superannuation

Credit

Financial reporting

Fundraising

Takeovers

Financial markets

Auditors

Insolvency

Dealing with ASIC

For a more detailed topic breakdown see our Regulatory index.

For a summary of recent regulatory updates see our regulatory document update tables.

Last updated: 17/01/2017 11:07