Regulatory guides

Regulatory guides give guidance to regulated entities by:

  • explaining when and how ASIC will exercise specific powers under legislation (primarily the Corporations Act)
  • explaining how ASIC interprets the law
  • describing the principles underlying ASIC’s approach
  • giving practical guidance (for example, describing the steps of a process such as applying for a licence or giving practical examples of how regulated entities may decide to meet their obligations).

Regulatory guides by number

View full list

RG 255 - RG 264

RG 245 - RG 254

RG 235 - RG 244

RG 225 - RG 234

RG 215 - RG 224

RG 205 - RG 214

RG 195 - RG 204

RG 185 - RG 204

RG 175 - RG 184

RG 165 - RG 174

RG 154 - RG 164

RG 142 - RG 153

RG 131 - RG 141

RG 116 - RG 128

RG 106 - RG 115

RG 95 - RG 105

RG 85 - RG 94

RG 75 - RG 84

RG 65 - RG 74

RG 55 - RG 64

RG 45 - RG 54

RG 35 - RG 43

RG 25- RG 34

RG 15 - RG 24

RG 5 - RG 14

RG 1 - RG 4

Regulatory guides by topic

Companies

Business names

Financial services

Managed investment schemes

Superannuation

Credit

Financial reporting

Fundraising

Takeovers

Financial markets

Auditors

Insolvency

Dealing with ASIC

For a more detailed topic breakdown see our Regulatory index.

For a summary of recent regulatory updates see our regulatory document update tables.

Last updated: 20/10/2014 12:00