Regulatory guides

Regulatory guides give guidance to regulated entities by:

  • explaining when and how ASIC will exercise specific powers under legislation (primarily the Corporations Act)
  • explaining how ASIC interprets the law
  • describing the principles underlying ASIC’s approach
  • giving practical guidance (for example, describing the steps of a process such as applying for a licence or giving practical examples of how regulated entities may decide to meet their obligations).

Regulatory guides by number

View full list

RG 253 - RG 262

RG 243 - RG 252

RG 233 - RG 242

RG 223 - RG 232

RG 213 - RG 222

RG 203 - RG 212

RG 193 - RG 202

RG 183 - RG 201

RG 173 - RG 182

RG 163 - RG 172

RG 152 - RG 162

RG 140 - RG 151

RG 129 - RG 139

RG 114 - RG 125

RG 104 - RG 113

RG 93 - RG 103

RG 83 - RG 92

RG 73 - RG 82

RG 63 - RG 72

RG 53 - RG 62

RG 43 - RG 52

RG 33- RG 42

RG 23 - RG 32

RG 13 - RG 22

RG 3 - RG 12

RG 1 - RG 2

Regulatory guides by topic

Companies

Business names

Financial services

Managed investment schemes

Superannuation

Credit

Financial reporting

Fundraising

Takeovers

Financial markets

Auditors

Insolvency

Dealing with ASIC

For a more detailed topic breakdown see our Regulatory index.

For a summary of recent regulatory updates see our regulatory document update tables.

Last updated: 20/10/2014 12:00