Regulatory guides

Regulatory guides give guidance to regulated entities by:

  • explaining when and how ASIC will exercise specific powers under legislation (primarily the Corporations Act)
  • explaining how ASIC interprets the law
  • describing the principles underlying ASIC’s approach
  • giving practical guidance (for example, describing the steps of a process such as applying for a licence or giving practical examples of how regulated entities may decide to meet their obligations).

Regulatory guides by number

RG 244 - RG 253

RG 234 - RG 243

RG 224 - RG 233

RG 214 - RG 223

RG 204 - RG 213

RG 194 - RG 203

RG 183 - RG 193

RG 173 - RG 182

RG 162 - RG 172

RG 151 - RG 161

RG 141 - RG 150

RG 128 - RG 140

RG 115 - RG 127

RG 103 - RG 112

RG 93 - RG 102

RG 82 - RG 92

RG 71 - RG 81

RG 61 - RG 70

RG 51 - RG 60

RG 39 - RG 50

RG 29 - RG 38

RG 19 - RG 28

RG 9 - RG 18

RG 1 - RG 8

Regulatory guides by topic

Companies

Business names

Financial services

Superannuation

Credit

Financial reporting

Fundraising

Takeovers

Financial markets

Auditors

Insolvency

Dealing with ASIC

For a more detailed topic breakdown see our Regulatory index.

Last updated: 02/12/2014 11:41