Training of financial product advisers

 Regulatory guides

 

ASIC Training Register - under review

The ASIC Training Register has been placed under review. The register content will be maintained and valid up to 24 September 2012. After that date, you will need to contact individual training providers directly to get information about the courses they provide. The review will enable ASIC to explore options pending final policy positions flowing from Consultation Paper 153 Licensing: Assessment and professional development framework for financial advisers (CP 153) and the Future of Financial Advice reforms.

Course providers will not be required to register their RG 146 courses.

More about the Training Register

What's new

ASIC sheds light on no-claims discount schemes
We have released a report shedding light on the operation of no-claims discount (NCD) schemes for motor vehicle insurance policies. 15-040MR. 26 Feb

Action on deficient advice on complex structured investment products

ASIC concerns about financial advice relating to complex products has led to 10 licensees undertaking corrective action. 15-036MR. 24 Feb

More financial services releases

Breach reporting

Pk Breach Reporting

ASIC Deputy Chairman Peter Kell talks about breach reporting.

Watch the video

Last updated: 02/02/2015 05:21