IMPORTANT
The professional registers have moved to the ASIC Professional Registers Search.
Information and steps on how to register a business name
Register a business nameTo renew a business name, you will need your account number or ABN handy.
Renewing your business nameThe ASIC Connect portal will allow you to:
The ASIC Connect portal will allow you to:
Within online services for business name holders, you can:
Information and steps on how to register a new business
Register a companyManage your company details via the company officeholder portal:
Download your company annual review statement from ASIC, which includes your annual invoice and payment details.
Lodge regulatory statements, documents and transactions in the Regulatory portal.
Within online services for company officeholders, you can:
Update your client details via the Registered agent portal.
Information about how you can update and/or cancel your registered agent registration.
Within online services for registered agents and authorised lodgers, you can:
Information and steps on how to apply for an Australian financial services (AFS) licence.
Applying for and managing an AFS licenceUpdate your AFS licence details and lodge financial document via the Regulatory portal.
Changing your licence details through the Regulatory PortalLog in to ASIC Connect to appoint and update AFS representative's details.
Lodge regulatory documents and transaction in the ASIC Regulatory Portal
You can register a managed investment scheme using the eLicensing system (not the ASIC regulatory portal).
Log in to the eLicensing systemYou can lodge FS88 PDS in-use notice using the eLicensing system (not the ASIC regulatory portal).
Log in to the eLicensing systemWithin online services for business name holders, you can:
Information and steps on how to apply for a credit licence.
Apply for a credit licenceUpdate your credit licence details and appoint credit representations via the Credit Licensee portal
Lodge regulatory documents and transactions in the ASIC Regulatory portal.
Within online services for credit licensees and credit representatives, you can:
Information and steps on how to apply for auditor or authorised audit company registration.
Applying for an auditor registrationUpdate your auditors details and submit annual statements via the Auditors portal.
Lodge regulatory documents and transactions in the ASIC Regulatory portal.
Apply and maintain your SMSF auditor registration via the Regulatory portal.
Within online services for SMSF auditors, you can:
Update your liquidator details and lodge external administration documents via the liquidator portal.
Lodge regulatory documents and transactions in the ASIC Regulatory portal.
I am a
Information and steps on how to register a business name
Register a business nameTo renew a business name, you will need your account number or ABN handy.
Renewing your business nameThe ASIC Connect portal will allow you to:
The ASIC Connect portal will allow you to:
Within online services for business name holders, you can:
Information and steps on how to register a new business.
Register a companyManage your company details via the company officeholder portal:
Download your company annual review statement from ASIC, which includes your annual invoice and payment details.
Lodge regulatory statements, documents and transactions in the Regulatory portal.
Within online services for company officeholders, you can:
Update your client details via the Registered agent portal.
Information about how you can update and/or cancel your registered agent registration.
LoginWithin online services for registered agents and authorised lodgers, you can:
Information and steps on how to apply for an Australian financial services (AFS) licence.
Applying for and managing an AFS licenceUpdate your AFS licence details and lodge financial document via the Regulatory portal.
Changing your licence details through the Regulatory PortalLog in to ASIC Connect to appoint, register, update and cease AFS representatives details.
Lodge regulatory documents and transaction in the ASIC Regulatory Portal.
You can register a managed investment scheme using the eLicensing system (not the ASIC regulatory portal).
Log in to the eLicensing systemYou can lodge FS88 PDS in-use notice using the eLicensing system (not the ASIC regulatory portal).
Log in to the eLicensing systemWithin online services for business name holders, you can:
Information and steps on how to apply for a credit licence.
Apply for a credit licenceUpdate your credit licence details and appoint credit representations via the Credit Licensee portal.
Lodge regulatory documents and transactions in the ASIC Regulatory portal.
LoginWithin online services for credit licensees and credit representatives, you can:
Information and steps on how to apply for auditor or authorised audit company registration.
Applying for an auditor registrationUpdate your auditors details and submit annual statements via the Auditors portal.
Lodge regulatory documents and transactions in the ASIC Regulatory portal.
Apply and maintain your SMSF auditor registration via the Regulatory portal.
Within online services for SMSF auditors, you can:
Update your liquidator details and lodge external administration documents via the liquidator portal.
Lodge regulatory documents and transactions in the ASIC Regulatory portal.
Online services
ASIC's professional registers provide information about 'professionals', including liquidators, auditors and licensees.
The professional registers have moved to the ASIC Professional Registers Search.
The ASIC Professional Registers Search provides information about a company or person registered or licensed with us to provide a service.
Our professional register includes information on:
For information about financial advisers, see Financial Advisers Register.
ASIC has launched a new digital AFS licence application portal. Please note: Information about licences issued in the portal are currently available through ASIC Professional Registers Search but it only includes basic details such as licence number, grant date, principal place of business address, and current status. You can view the full details of the licences below.
Conditions as at: 16 October 2024
A – Financial service(s) | B – Sub-type/limitation of financial service(s) | C - Product class(es) or scheme type(s) | D - Client type(s) |
1. Provide financial product advice |
1.1 Provide personal and general financial product advice |
1.1.1. Basic deposit products |
Retail and wholesale clients |
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1.1.10. Superannuation |
Retail and wholesale clients |
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1.1.2. Debentures, stocks or bonds issued or proposed to be issued by a government |
Retail and wholesale clients |
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1.1.3. Life products limited to investment life insurance products |
Retail and wholesale clients |
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1.1.4. Life products limited to life risk insurance products |
Retail and wholesale clients |
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1.1.5. Managed investment schemes including IDPS |
Retail and wholesale clients |
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1.1.6. Margin lending facilities limited to standard facilities |
Retail and wholesale clients |
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1.1.7. Non-basic deposit products |
Retail and wholesale clients |
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1.1.8 Retirement savings accounts |
Retail and wholesale clients |
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1.1.9 Securities |
Retail and wholesale clients |
2. Deal in a financial product |
2.1 Apply for, acquire, vary or dispose of a financial product on behalf of another person |
1.1.1. Basic deposit products |
Retail and wholesale clients |
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1.1.10. Superannuation |
Retail and wholesale clients |
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|
1.1.2. Debentures, stocks or bonds issued or proposed to be issued by a government |
Retail and wholesale clients |
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1.1.3. Life products limited to investment life insurance products |
Retail and wholesale clients |
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1.1.4. Life products limited to life risk insurance products |
Retail and wholesale clients |
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1.1.5. Managed investment schemes including IDPS |
Retail and wholesale clients |
|
|
1.1.6. Margin lending facilities limited to standard facilities |
Retail and wholesale clients |
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1.1.7. Non-basic deposit products |
Retail and wholesale clients |
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1.1.8 Retirement savings accounts |
Retail and wholesale clients |
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1.1.9 Securities |
Retail and wholesale clients |
Name | Number | Role | Commenced | Appointed by type | Appointed by number |
Luke Campbell Palmer | 001004145 | Authorised Representative | 25/10/2024 | AFS Representatives | 001276673 |
Luke Campbell Palmer | 001004145 | Financial adviser | 25/10/2024 | AFS Representatives | 001276673 |
Luke Dunstan Jensen | 000345671 | Authorised Representative | 25/10/2024 | AFS Representatives | 001276674 |
Luke Dunstan Jensen | 000345671 | Financial adviser | 25/10/2024 | AFS Representatives | 001276674 |
Propel Financial Advice Pty Ltd | 001276674 | Authorised Representative | 25/10/2024 | AFS Representatives | 000700011 |
Elevate Advice Group Pty Ltd | 001276673 | Authorised Representative | 25/10/2024 | AFS Representatives | 000700011 |
Conditions as at: 12 December 2024
A – Financial service(s) |
B – Sub-type/limitation of financial service(s) |
C - Product class(es) or scheme type(s) |
D - Client type(s) |
1. Provide financial product advice |
1.1 Provide personal and general financial product advice |
1.1.1. Basic deposit products |
Retail and wholesale clients |
|
|
1.1.2. Debentures, stocks or bonds issued or proposed to be issued by a government |
Retail and wholesale clients |
|
|
1.1.3. Life products limited to investment life insurance products |
Retail and wholesale clients |
|
|
1.1.4. Life products limited to life risk insurance products |
Retail and wholesale clients |
|
|
1.1.5. Managed investment schemes including IDPS |
Retail and wholesale clients |
|
|
1.1.6. Margin lending facilities limited to standard facilities |
Retail and wholesale clients |
|
|
1.1.7. Non-basic deposit products |
Retail and wholesale clients |
|
|
1.1.8 Retirement savings accounts |
Retail and wholesale clients |
|
|
1.1.9 Securities |
Retail and wholesale clients |
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|
1.1.10 Superannuation |
Retail and wholesale clients |
2. Deal in a financial product |
2.1 Apply for, acquire, vary or dispose of a financial product on behalf of another person |
2.1.1 Basic deposit products |
Retail and wholesale clients |
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|
2.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government |
Retail and wholesale clients |
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|
2.1.3 Life products limited to investment life insurance products |
Retail and wholesale clients |
|
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2.1.4 Life products limited to life risk insurance products |
Retail and wholesale clients |
|
|
2.1.5 Managed investment schemes including IDPS |
Retail and wholesale clients |
|
|
2.1.6 Margin lending facilities limited to standard facilities |
Retail and wholesale clients |
|
|
2.1.7 Non-basic deposit products |
Retail and wholesale clients |
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|
2.1.8 Retirement savings accounts |
Retail and wholesale clients |
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|
2.1.9 Securities |
Retail and wholesale clients |
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2.1.10 Superannuation |
Retail and wholesale clients |
Name | Number | Role | Commenced | Appointed by type | Appointed by number |
Links Wealth Management Pty Ltd | 001313192 | Authorised Representative | 08/01/2025 | AFS Representatives | 000700012 |
Conditions as at: 16 December 2024
A – Financial service(s) | B – Sub-type/limitation of financial service(s) | C - Product class(es) or scheme type(s) | D - Client type(s) |
1. Provide financial product advice |
1.1 Provide personal and general financial product advice |
1.1.1. Basic deposit products |
Wholesale clients |
|
|
1.1.2. Debentures, stocks or bonds issued or proposed to be issued by a government |
Wholesale clients |
|
|
1.1.3 Managed investment schemes including IDPS |
Wholesale clients |
|
|
1.1.4 Non-basic deposit products |
Wholesale clients |
|
|
1.1.5 Retirement savings accounts |
Wholesale clients |
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1.1.6 Securities |
Wholesale clients |
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1.1.7 Superannuation |
Wholesale clients |
2. Deal in a financial product |
2.1 Apply for, acquire, vary or dispose of a financial product on behalf of another person |
2.1.1 Basic deposit products |
Wholesale clients |
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|
2.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government |
Wholesale clients |
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|
2.1.3 Managed investment schemes including IDPS |
Wholesale clients |
|
|
2.1.4 Non-basic deposit products |
Wholesale clients |
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|
2.1.5 Retirement savings accounts |
Wholesale clients |
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2.1.6 Securities |
Wholesale clients |
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2.1.7 Superannuation |
Wholesale clients |
Name |
Number |
Role |
Commenced |
Appointed by type |
Appointed by number |
Aequitas Investment Partners Pty Ltd |
001284389 |
Authorised Representative |
01/01/2025 |
AFS Representatives |
000700016 |
Rowan Lorren Stewart |
001284392 |
Authorised Representative |
1/1/2025 |
AFS Representatives |
001284389 |
Mark Ian Alexander Dacombe |
001284390 |
Authorised Representative |
1/1/2025 |
AFS Representatives |
001284389 |
Darren Abbott |
001313227 |
Authorised Representative |
1/1/2025 |
AFS Representatives |
001284389 |
David Berthon-Jones |
001284391 |
Authorised Representative |
6/1/2025 |
AFS Representatives |
001284389 |
Elisabeth Hae-Ri Kong |
001313154 |
Authorised Representative |
1/1/2025 |
AFS Representatives |
001284389 |
Nino Vincent Ramunno |
001284393 |
Authorised Representative |
1/1/2025 |
AFS Representatives |
001284389 |
James Campbell |
001313226 |
Authorised Representative |
1/1/2025 |
AFS Representatives |
001284389 |
Conditions as at: 5 February 2025
A – Financial service(s) | B – Sub-type/limitation of financial service(s) | C - Product class(es) or scheme type(s) | D - Client type(s) |
1. Provide financial product advice |
1.1 Provide personal and general financial product advice |
1.1.1. Basic deposit products |
Retail and wholesale clients |
|
|
1.1.2. Debentures, stocks or bonds issued or proposed to be issued by a government |
Retail and wholesale clients |
|
|
1.1.3 Life products limited to investment life insurance products |
Retail and wholesale clients |
|
|
1.1.4 Life products limited to life risk insurance products |
Retail and wholesale clients |
|
|
1.1.5 Managed investment schemes including IDPS |
Retail and wholesale clients |
|
|
1.1.6 Non-basic deposit products |
Retail and wholesale clients |
|
|
1.1.7 Retirement savings accounts |
Retail and wholesale clients |
1.1.8 Securities |
Retail and wholesale clients |
||
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1.1.9 Superannuation |
Retail and wholesale clients |
2 Deal in a financial product |
2.1 Apply for, acquire, vary or dispose of a financial product on behalf of another person |
2.1.1 Basic deposit products |
Retail and wholesale clients |
|
|
2.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government |
Retail and wholesale clients |
|
|
2.1.3 Life products limited to investment life insurance products |
Retail and wholesale clients |
|
|
2.1.4 Life products limited to life risk insurance products |
Retail and wholesale clients |
|
|
2.1.5 Managed investment schemes including IDPS |
Retail and wholesale clients |
|
|
2.1.6 Non-basic deposit products |
Retail and wholesale clients |
|
|
2.1.7 Retirement savings accounts |
Retail and wholesale clients |
|
|
2.1.8 Securities |
Retail and wholesale clients |
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2.1.9 Superannuation |
Retail and wholesale clients |
Name | Number | Role | Commenced | Appointed by type | Appointed by number |
Emma Kate Alderson | 000300882 | Authorised Representative | 05/02/2025 | AFS Representatives | 000700015 |
Emma Kate Alderson | 000300882 | Financial adviser | 05/02/2025 | AFS Representatives | 000700015 |
Conditions as at: 17 February 2025
A – Financial service(s) | B – Sub-type/limitation of financial service(s) | C - Product class(es) or scheme type(s) | D - Client type(s) |
1. Provide financial product advice |
1.1 Provide personal and general financial product advice |
1.1.1. Basic deposit products |
Retail and wholesale clients |
|
|
1.1.2. Debentures, stocks or bonds issued or proposed to be issued by a government |
Retail and wholesale clients |
|
|
1.1.3 Life products limited to investment life insurance products |
Retail and wholesale clients |
|
|
1.1.4 Life products limited to life risk insurance products |
Retail and wholesale clients |
|
|
1.1.5 Managed investment schemes including IDPS |
Retail and wholesale clients |
|
|
1.1.6 Managed investment schemes limited to MDA services |
Retail and wholesale clients |
|
|
1.1.7 Margin lending facilities limited to standard facilities |
Retail and wholesale clients |
|
|
1.1.8 Non-basic deposit products |
Retail and wholesale clients |
|
|
1.1.9 Retirement savings accounts |
Retail and wholesale clients |
|
|
1.1.10 Securities |
Retail and wholesale clients |
|
|
1.1.11 Superannuation |
Retail and wholesale clients |
2 Deal in a financial product |
2.1 Apply for, acquire, vary or dispose of a financial product on behalf of another person |
2.1.1 Basic deposit products |
Retail and wholesale clients |
|
|
2.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government |
Retail and wholesale clients |
|
|
2.1.3 Life products limited to investment life insurance products |
Retail and wholesale clients |
|
|
2.1.4 Life products limited to life risk insurance products |
Retail and wholesale clients |
|
|
2.1.5 Managed investment schemes including IDPS |
Retail and wholesale clients |
|
|
2.1.6 Managed investment schemes limited to MDA services |
Retail and wholesale clients |
|
|
2.1.7 Margin lending facilities limited to standard facilities |
Retail and wholesale clients |
|
|
2.1.8 Non-basic deposit products |
Retail and wholesale clients |
|
|
2.1.9 Retirement savings accounts |
Retail and wholesale clients |
|
|
2.1.10 Securities |
Retail and wholesale clients |
|
|
2.1.11 Superannuation |
Retail and wholesale clients |
Name | Number | Role | Commenced | Appointed by type | Appointed by number |
Nimashan Tambyah | 001004198 | Authorised Representative | 27/02/2025 | AFS Representatives | 000700017 |
Nimashan Tambyah | 001004198 | Financial adviser | 27/02/2025 | AFS Representatives | 000700017 |
Reva Wealth Management Pty. Ltd. | 001277471 | Authorised Representative | 27/02/2025 | AFS Representatives | 001004198 |
Conditions as at: 25 March 2025
A – Financial service(s) | B – Sub-type/limitation of financial service(s) | C - Product class(es) or scheme type(s) | D - Client type(s) |
1. Provide financial product advice |
1.1 Provide personal and general financial product advice |
1.1.1. Basic deposit products |
Retail and wholesale clients |
|
|
1.1.2. Debentures, stocks or bonds issued or proposed to be issued by a government |
Retail and wholesale clients |
|
|
1.1.3 Life products limited to investment life insurance products |
Retail and wholesale clients |
|
|
1.1.4 Life products limited to life risk insurance products |
Retail and wholesale clients |
|
|
1.1.5 Managed investment schemes including IDPS |
Retail and wholesale clients |
|
|
1.1.6 Managed investment schemes limited to MDA services |
Retail and wholesale clients |
|
|
1.1.7 Margin lending facilities limited to standard facilities |
Retail and wholesale clients |
|
|
1.1.8 Non-basic deposit products |
Retail and wholesale clients |
|
|
1.1.9 Retirement savings accounts |
Retail and wholesale clients |
|
|
1.1.10 Securities |
Retail and wholesale clients |
|
|
1.1.11 Superannuation |
Retail and wholesale clients |
2 Deal in a financial product |
2.1 Apply for, acquire, vary or dispose of a financial product on behalf of another person |
2.1.1 Basic deposit products |
Retail and wholesale clients |
|
|
2.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government |
Retail and wholesale clients |
|
|
2.1.3 Life products limited to investment life insurance products |
Retail and wholesale clients |
|
|
2.1.4 Life products limited to life risk insurance products |
Retail and wholesale clients |
|
|
2.1.5 Managed investment schemes including IDPS |
Retail and wholesale clients |
|
|
2.1.6 Managed investment schemes limited to MDA services |
Retail and wholesale clients |
|
|
2.1.7 Margin lending facilities limited to standard facilities |
Retail and wholesale clients |
|
|
2.1.8 Non-basic deposit products |
Retail and wholesale clients |
|
|
2.1.9 Retirement savings accounts |
Retail and wholesale clients |
|
|
2.1.10 Securities |
Retail and wholesale clients |
|
|
2.1.11 Superannuation |
Retail and wholesale clients |
Conditions as at: 16 October 2024
A – Financial service(s) | B – Sub-type/limitation of financial service(s) | C - Product class(es) or scheme type(s) | D - Client type(s) |
1. Provide financial product advice |
1.1 Provide general financial product advice |
1.1.1. General insurance products |
Retail and wholesale clients |
2. Deal in a financial product |
2.1 Issue, apply for, acquire, vary or dispose of a financial product |
2.1.1 General insurance products |
Retail and wholesale clients |
|
2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person |
2.2.1 General insurance products |
Retail and wholesale clients |
3. Provide a claims handling and settling service |
3.1 As or on behalf of the insurer, make a recommendation or state an opinion where the recommendation or statement of opinion:
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Retail and wholesale clients |
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3.2 As or on behalf of the insurer, assist another person to make a claim under an insurance product |
|
Retail and wholesale clients |
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3.3 As or on behalf of the insurer, assess whether an insurer has a liability under an insurance product or provide assistance in such an assessment |
|
Retail and wholesale clients |
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3.4 As or on behalf of the insurer, make a decision to accept or reject all or part of a claim under an insurance product |
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Retail and wholesale clients |
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3.5 As or on behalf of the insurer, quantify the extent of the insurer's liability to another person under an insurance product or provide assistance in quantifying the extent of such a liability |
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Retail and wholesale clients |
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3.6 As or on behalf of the insurer, offer to settle all or part of a claim under an insurance product |
|
Retail and wholesale clients |
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3.7 As or on behalf of the insurer, satisfy a liability of the insurer under an insurance product in full or partial settlement of a claim under the insurance product |
|
Retail and wholesale clients |
Roles recorded on the pre-financial services regime register of licensees and authorisations are available to search on ASIC Connect. This includes information on the below historical professional registers:
Search ASIC Connect (historical)
It's free to search our professional registers for the following information:
We're legally obliged under the Corporations Act to charge fees for some information. See Fees search for a list of information you have to pay to access.
You can pay an information broker to get information from our registers for you. They have access to our registers and information from other government agencies.