CP 277 Proposals to consolidate the ASIC market integrity rules | ASIC

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Released 24 January 2017. Comments close 7 March 2017

This consultation paper seeks feedback from market operators and participants on our proposals to consolidate the ASIC market integrity rules and clarify existing obligations for:

management requirements and responsible executives
dealing 'as principal'
block trades and large portfolio trades
derivatives market contracts and wholesale client disclosure, and
record keeping by market licensees.

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