RG 148 Platforms that are managed investment schemes and nominee and custody services

Issued 21 September 2017

This guide is for:

  • Ÿplatform operators (including operators of investor directed portfolio services (IDPSs) and responsible entities of IDPS-like schemes), issuers of investments available through platforms and people who provide financial product advice on platforms; and
  • Ÿoperators and people involved in the operation of nominee and custody services.

It explains:

  • Ÿour objectives when regulating, and the requirements for operating, platforms and nominee and custody services, and the related disclosure obligations; and
  • Ÿsome of the obligations when issuing investments acquired through a platform or a nominee and custody service, and of financial product advisers who give advice about platforms.

Download RG 148 (PDF 797 KB)

Last updated: 28/06/2013 12:00