Issued 30 July 2026
This guide is for persons subject to the substantial holding disclosure requirements and beneficial ownership tracing requirements in Ch 6C of the Corporations Act.
It explains:
- how we administer the substantial holding disclosure requirements in Pt 6C.1 of the Corporations Act
- how the concept of relevant interests in s608 and s609 and the substantial holding disclosure requirements apply to securities lending, prime broking and agent lending
- how we administer the beneficial ownership tracing notice and register of relevant interest requirements in Pt 6C.2 of the Corporations Act, and
- our enforcement powers in relation to the requirements in Pt 6C.1 and Pt 6C.2 of the Corporations Act.
Note: This guide includes guidance about requirements that Sch 1 to the Treasury Laws Amendment (Strengthening Financial Systems and Other Measures) Act 2025 inserts into the Corporations Act. Those requirements commence on 4 December 2026.