REP 226 Overview of decisions on relief applications: June to September 2010
Released 18 January 2011.
This is a report for prospective applicants for relief, including participants in capital markets, financial services providers, and credit providers and intermediaries.
This report outlines ASIC’s decisions on relief applications during the period 1 June 2010 to 30 September 2010. It summarises situations where we have exercised, or refused to exercise, our exemption and modification powers under the Corporations Act 2001, National Consumer Credit Protection Act 2009 or National Consumer Credit Protection (Transitional and Consequential Provisions) Act 2009.