REP 386 ASIC supervision of markets and participants: July to December 2013

Released 19 March 2014.

This report summarises key operational statistics and outcomes of ASIC’s market and participant supervisory functions in relation to ASX, ASX 24, Chi-X and other market licensees for the period 1 July to 31 December 2013.

A summary of ASIC’s markets-related enforcement outcomes, for the period 1 July to 31 December 2013, is provided in Section C of the report.

Download REP 386 (PDF 3.6 MB) | Read the media release

Note: This report has been redacted in line with ASIC policy. See INFO 152 Public comment on ASIC's regulatory activities.

Last updated: 12/11/2023 09:58