REP 435 Overview of decisions on relief applications (October 2014 to January 2015)

Released 28 May 2015

About this report

This is a report for participants in the capital markets and financial services industry who are prospective applicants for relief.

This report outlines some of ASIC’s decisions on relief applications during the period 1 October 2014 to 31 January 2015. It summarises examples of situations where we have exercised, or refused to exercise, our exemption and modification powers from the financial reporting, managed investment, takeovers, fundraising or financial services provisions of the Corporations Act 2001.

It also refers to a number of publications issued by ASIC during the period 1 October 2014 to 31 January 2015 that may be relevant to prospective applicants for relief, including class orders, consultation papers, regulatory guides and reports.

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Last updated: 29/06/2017 08:26