REP 592 Review of ASX Group’s technology governance and operational risk management standards
Released 12 September 2018
This report outlines the findings of a review of ASX Group’s technology governance and operational risk management standards. We foreshadowed our intention to undertake this wider (non-incident driven) review following our review of the ASX equity market outage in September 2016.
This report makes a number of recommendations. These are designed to improve ASX Group’s technological and operational risk management arrangements so that it is better able to meet the expectations of its customers, its regulators and the wider users of the Australian financial market. Many of the findings and recommendations from the review will be relevant to other important financial sector organisations regulated by ASIC.