REP 634 Market assessment report: Bloomberg Tradebook Australia Pty Ltd
Released 23 October 2019.
This report outlines the findings of our assessment of the markets operated by Bloomberg Tradebook Australia Pty Ltd (BTA). We have reviewed BTA’s compliance with its obligations as a market licensee under the Corporations Act 2001, focusing on governance, supervision and enforcement, and systems and controls.
This report makes several recommendations designed to improve BTA’s arrangements in those three areas. A number of the recommendations will be relevant to other specialised market operators regulated by ASIC, particularly those that outsource key business functions.