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5107 Notification of change of responsible entity of a registered scheme

form – 5107

Purpose

Use Form 5107 to notify ASIC of a registered scheme’s change of responsible entity.

How to lodge this form

Lodge online

Not applicable.

Lodge by email or post

You can download the form and send by email or post.

Download Form 5107 (PDF 140 KB)

(PDF last updated: 02/04/2024)

Email address

Send a copy of the signed form by email to AFSlicensing@asic.gov.au.

Email lodging details

  • The email must include the form number, company name and ACN in the subject line.
  • Submit the form in PDF format.
  • Do not send general enquiries and forms not designated to this email address. For enquiries, visit Contact us.

Postal address

We recommend you check Australia Post delivery times to allow suitable time for the delivery of your documents. You may have to pay a late fee if we do not receive your form within the lodging period.

Post completed form to:

Australian Securities and Investments Commission
Licensing, GPO Box 9827
Melbourne VIC 3001

Fees

Applicable fees

{215}

Late fees

  • {Late01} for up to one month late.
  • {Late02} for over one month late.

Lodging period

2 business days from passing the resolution if lodged by the current responsible entity.

Related information

Legislative references

  • Section 601FM (2) of the Corporations Act 2001
  • Section 601FL (2) of the Corporations Act 2001

Related forms

  • Form 5100 Application for registration of a managed investment scheme.
  • Form 5103 Directors' statement relating to application for registration of a managed investment scheme

Further information