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5114 Notification of request by responsible entity to change compliance plan auditor

form – 5114

Purpose

Form 5114 is used by a responsible entity to notify ASIC of a request to change compliance plan auditor.

How to lodge this form

Lodge online

Not applicable.

Lodge by email or post

You can download the form and send by email or post.

Download Form 5114 (PDF 140 KB)

(PDF last updated: 12/12/2024)

Email address

Send a copy of the signed form by email to auditor.lodgements@asic.gov.au.

Email lodging details

  • The email must include the form number, scheme name and ARSN in the subject line.
  • Submit the form in PDF format.
  • Do not send general enquiries and forms not designated to this email address. For enquiries, visit Contact us.

Postal address

We recommend you check Australia Post delivery times to allow suitable time for the delivery of your documents.

Post completed form to:

Australian Securities and Investments Commission
PO Box 4000
Gippsland Mail Centre VIC 3841

Fees

Applicable fees

No fee.

Late fees

Not applicable.

Lodging period

As soon as practicable after the change.

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