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5203 Notice of change to retail or wholesale status for a corporate collective investment vehicle

form – 5203

Purpose

Use Form 5203 to notify of a change to retail or wholesale status for a corporate collective investment vehicle (CCIV).

How to lodge this form

Lodge online

Not applicable.

Lodge by post

You can download the form and send by post.

Download Form 5203 (PDF 126KB)

(PDF last updated: 01/07/2022)

Postal address

We recommend you check Australia Post delivery times to allow suitable time for the delivery of your documents. You may have to pay a late fee if we do not receive your form within the lodging period.

Post completed form to:

Australian Securities and Investments Commission
PO Box 4000
Gippsland Mail Centre VIC 3841

Fees

Applicable fees

{A60}

Late fees

  • {Late01} for up to one month late.
  • {Late02} for over one month late.

Lodging period

2 business days.

Related information

Legislative references

  • Section 1222L(2) of the Corporations Act 2001
  • Schedule 2, Item 1 of the Corporations (Fees) Regulations 2001

Further information