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5213 Application for consent from ASIC to resign as compliance plan auditor of a corporate collective investment vehicle

form – 5213

Purpose

Use Form 5213 to apply to resign as compliance plan auditor of a corporate collective investment vehicle (CCIV).

How to lodge this form

Lodge online

Not applicable.

Lodge by email

You can download the form and send by email.

Download Form 5213 (PDF 171 KB)

(PDF last updated: 01/07/2022)

Email address

Send a copy of the signed form by email to auditor.lodgements@asic.gov.au.

Email lodging details

  • The email must include the form number, CCIV name and ACN in the subject line.
  • Submit the form in PDF format.
  • Do not send general enquiries and forms not designated to this email address. For enquiries, visit Contact us.

Lodge by post

If you are unable to lodge via the above option(s), you can find the postal address on the PDF form.

Fees

Applicable fees

No fee.

Late fees

Not applicable.

Lodging period

At least 3 weeks before the proposed timing of the resignation.

Related information

Legislative references

  • Section 1226J(3) of the Corporations Act 2001
  • Schedule 2, Item 1 of the Corporations (Fees) Regulations 2001

Related forms

5214 Notification of request by corporate director to change compliance plan auditor of a corporate collective investment vehicle

Further information