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5213 Application for consent from ASIC to resign as compliance plan auditor of a corporate collective investment vehicle

form – 5213

Purpose

Use Form 5213 to apply to resign as compliance plan auditor of a corporate collective investment vehicle (CCIV).

How to lodge this form

Lodge online

Not applicable.

Lodge by post

You can download the form and send by post.

Download Form 5213 (PDF 171 KB)

(PDF last updated: 01/07/2022)

Postal address

We recommend you check Australia Post delivery times to allow suitable time for the delivery of your documents.

Post completed form to:

Australian Securities and Investments Commission
PO Box 4000
Gippsland Mail Centre VIC 3841

Fees

Applicable fees

No fee.

Late fees

Not applicable.

Lodging period

At least 3 weeks before the proposed timing of the resignation.

Related information

Legislative references

  • Section 1226J(3) of the Corporations Act 2001
  • Schedule 2, Item 1 of the Corporations (Fees) Regulations 2001

Related forms

5214 Notification of request by corporate director to change compliance plan auditor of a corporate collective investment vehicle

Further information