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5214 Notification of request by corporate director to change compliance plan auditor of a corporate collective investment vehicle

form – 5214

Purpose

A corporate director uses Form 5214 to notify ASIC of a change of compliance plan auditor for a corporate collective investment vehicle (CCIV).

How to lodge this form

Lodge online

Not applicable.

Lodge by post

You can download the form and send by post.

Download Form 5214 (PDF 153 KB)

(PDF last updated: 01/07/2022)

Email address

Send a copy of the signed form by email to auditor.lodgements@asic.gov.au.

Email lodging details

  • The email must include the form number, CCIV name and ACN in the subject line.
  • Submit the form in PDF format.
  • Do not send general enquiries and forms not designated to this email address. For enquiries, visit Contact us.

Postal address

We recommend you check Australia Post delivery times to allow suitable time for the delivery of your documents.

Post completed form to:

Australian Securities and Investments Commission
PO Box 4000
Gippsland Mail Centre VIC 3841

Fees

Applicable fees

No fee.

Late fees

Not applicable.

Lodging period

As soon as practicable after the change.

Related information

Legislative references

  • Section 1226K of the Corporations Act 2001
  • Schedule 2, Item 1 of the Corporations (Fees) Regulations 2001

Related forms

Further information