Purpose
Use Form 962 to apply for information from ASIC’s banned and disqualified or professional registers.
How to lodge this form
Lodge online
You can complete and lodge the form online in the portal.
ASIC Connect
Lodge by post
You can download the form and send by post.
Download Form 962 (PDF 119 KB)
(PDF last updated: 01/07/2014)
Postal address
We recommend you check Australia Post delivery times to allow suitable time for the delivery of your documents.
Post completed form to:
Australian Securities and Investments Commission
PO Box 4000
Gippsland Mail Centre VIC 3841
Fees
Applicable fees
- 962A Auditors - {EX1}
- 962B Liquidators - {EX1}
- 962C Official liquidators - Nil
- 962D Disqualified persons - {EX1}
- 962E Securities industry - {EX1}
- 962F Futures industry - {EX1}
- 962G Securities industry representative - {EX1}
- 962H Futures industry representative - {EX1}
- 962I Banned securities representative - {EX0}
- 962J Banned futures representative - {EX0}
- 962O Application for extract - financial services licensee - {EX0}
- 962P Application for extract - financial services representative - {EX0}
- 962R Application for extract - credit registrant - {EC1}
- 962S Application for extract - credit representative - {EC1}
- 962U Application for extract - credit licence provider - {EC1}
Search requests submitted to ASIC in paper will incur an additional $3 service fee. See Search Fees
Late fees
Not applicable.
Lodging period
Not applicable.
Related information
Legislative references
Section 1274A of the Corporations Act 2001
Further information
