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COI4 Unlicensed carried over instrument lender annual compliance certificate

form – COI4

Purpose

Form COI4 is used by an unlicensed carried over instrument (COI) lender and must be complete and lodge no later than 15 August of each year.

How to lodge this form

Lodge online

Not applicable.

Lodge by email or post

You can download the form and send by email or post.

Download Form COI4 (PDF 242 KB)

(PDF last updated: 1/11/2018)

Email address

Send a copy of the signed form by email to creditlicensing@asic.gov.au.

Email lodging details

  • The email must include the form number and entity name in the subject line.
  • Submit the form in PDF format.
  • Do not send general enquiries and forms not designated to this email address. For enquiries, visit Contact us.

Postal address

We recommend you check Australia Post delivery times to allow suitable time for the delivery of your documents. You may have to pay a late fee if we do not receive your form within the lodging period.

Post completed form to:

Australian Securities and Investments Commission
PO Box 4000
Gippsland Mail Centre VIC 3841

Fees

Applicable fees

No fee.

Late fees

  • {U91} for up to one month late.
  • {U92} for over one month late.

Lodging period

No later than 15 August each year.

Related information

Legislative references

  • Modified section 53 of the National Consumer Credit Protection Act 2009
  • Regulation 25E of Schedule 2 to the National Consumer Credit Protection Regulations 2010

Further information