Skip to main content

Notify change of control of an Australian financial services licence

form

Purpose

Use this form to advise ASIC of the commencement or cessation of a controlling entity.

How to lodge this form

Lodge online

You can complete and lodge the form online in the portal. You may have to pay a late fee if we do not receive your form within the lodging period.

ASIC Regulatory Portal

Lodge by post

Not applicable. If you are unable to lodge online, contact us.

Fees

Applicable fees

No fee.

Late fees

  • {Late01} for up to one month late.
  • {Late02} for over one month late.

Lodging period

30 business days.

Related information

Legislative references

  • Section 912DA of the Corporations Act 2001
  • Section 910B of the Corporations Act 2001

Further information