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Notify change of responsible manager of an Australian financial services licence

form

Purpose

Use this form to notify ASIC of changes to the responsible manager of an AFS licence.

How to lodge this form

Lodge online

You can complete and lodge the form online in the portal.

ASIC Regulatory Portal

Lodge by post

Not applicable. If you are unable to lodge online, contact us.

Fees

Applicable fees

No fee.

Late fees

  • {Late01} for up to one month late.
  • {Late02} for over one month late.

Lodging period

Within 10 business days after the change.

Related information

Legislative references

  • Regulation 7.6.04(1)(b) of the Corporations Regulations 2001
  • Regulation 7.6.05(1)(g) of the Corporations Regulations 2001

Further information