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5211 Compliance plan audit report of a corporate collective investment vehicle

form – 5211

Purpose

Form 5211 is used by a corporate collective investment vehicle (CCIV) to lodge a compliance plan audit report.

How to lodge this form

Lodge online

Not applicable.

Lodge by email

You can download the form and send by email.

Download Form 5211 (PDF 147 KB)

(PDF last updated: 01/07/2022)

Send a copy of the signed form by email to lodgement@asic.gov.au.

Email lodging details:

  • The email must include the form number, CCIV name and ACN in the subject line.
  • Submit the form in PDF format.
  • Do not send general enquiries and forms not designated to this email address. For enquiries, visit Contact us.

Lodge by post

If you are unable to lodge via the above option(s), you can find the postal address on the PDF form.

Fees

Applicable fees

No fee.

Late fees

  • {Late01} for up to one month late.
  • {Late02} for over one month late.

Lodging period

3 months after the end of financial year.

Related information

Legislative references

  • Section 1226G(4) of the Corporations Act 2001
  • Schedule 2, Item 1 of the Corporations (Fees) Regulations 2001

Further information