Register of no action positions issued under ASIC market integrity rules
ASIC may issue a no-action letter setting out its no-action position in relation to compliance with a provision of the market integrity rules. ASIC may also publish the no-action letter on its website.
Applications for a no action letter from the market integrity rules should be submitted through the ASIC Regulatory Portal.
For more information, see Apply for relief.
ASIC Market Integrity Rules (Securities Markets) 2017
| Date of letter | Entity | No-action position |
|---|---|---|
| 17/09/2026 | Barrenjoey Markets Pty Ltd | Rule 5.4A.1 - Individual no action position concerning the sharing of confidential order information with a related body corporate, subject to the conditions in the letter. |
| 27/08/2025 | N/A | No-action position where a trading participant fails to submit an AOP Annual Notification to ASIC under Rule 5.6.8B within 10 business days of the AOP Annual Review Date. Expires when Rule 5.6.8B is repealed.
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