Lodging prospectuses and other disclosure documents

You must lodge your disclosure document with ASIC before it can be used to raise funds. For more information see Regulatory Guide 254 Offering securities under a disclosure document (RG 254).

When you have completed the preparation of an offer document:

  • use OFFERlist Entry to record summary information about your offer for display on OFFERlist. This summary information will be stored and not published on OFFERlist until the disclosure document has been physically lodged with ASIC.
  • Lodge your disclosure document with the appropriate fee as follows:
    • If by courier to your state or territory's ASIC Regional Office
    • If by hand delivery, to your state or territory's ASIC Service Centre, unless you are based in NSW. NSW documents should be hand delivered to the NSW Regional Office

For more information contact us online or phone us on 1300 300 630.

What's new

Industry funding

ASIC has released its Cost Recovery Implementation Statement (CRIS), which includes estimated costs for ASIC’s 2017-18 regulatory activities. 6 October 17-334MR

Initial coin offerings

We have released guidance to help issuers of initial coin offerings (ICOs) consider their legal obligations when offering coins or tokens. 17-325MR. 28 September

Crowd-sourced funding by public companies

We have released guidance for public companies and crowd-funding platform operators to support them in using the new crowd-sourced funding regime, which commences on 29 September. 17-321MR. 21 September

ASIC reports on how investors decide to invest in IPOs, 17-287MR, 31 August

More releases on fundraising

Last updated: 20/10/2014 12:00