Market integrity rules
ASIC is changing the way market integrity rules apply to market operators and participants.
We have phased out market-specific rule books – replacing them with a common set of market integrity rules for securities markets and a common set of market integrity rules for futures markets.
We also publish monthly Regulatory document update tables, which include updates to regulatory documents not notified in media releases.
Securities markets
From 7 May 2018, ASX, Chi-X, IR Plus, SSX and their participants must comply with a common set of market integrity rules for securities markets.
NSXA and its participants will transition to these rules in stages:
- From 4 December 2017, NSXA participants using their systems for automated order processing must comply with the ASIC Market Integrity Rules (Securities Markets – Capital) 2017 and Parts 5.5, 5.6 and 5.7 of the ASIC Market Integrity Rules (Securities Markets) 2017.
- From 5 November 2018, NSXA and its participants must comply with the ASIC Market Integrity Rules (Securities Markets) 2017.
- From 6 May 2019, all NSXA participants must comply with the ASIC Market Integrity Rules (Securities Markets – Capital) 2017.
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Market integrity rules |
ASIC Market Integrity Rules (Securities Markets) 2017 ASIC Market Integrity Rules (Securities Markets and Futures Markets) Amendment 2018 (No. 1) ASIC Market Integrity Rules (Securities Markets – Capital) 2017 |
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Guidance |
Regulatory Guide 265 Guidance on ASIC market |
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Determinations |
ASIC Market Integrity Rules (Securities Markets) Determination 2018/206 ASIC Market Integrity Rules (Securities Markets) Determination 2018/208 ASIC Market Integrity Rules (Securities Markets) Determination 2018/314 ASIC Market Integrity Rules (Securities Markets) Determination 2018/317 |
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Waivers |
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Consultation |
Consultation Paper 302 Proposed changes to ASIC’s capital requirements for market participants Consultation Paper 277 Proposals to consolidate the ASIC market integrity rules Report 547 Response to submissions on CP 277 Proposals to consolidate the ASIC market integrity rules |
Futures markets
From 7 May 2018, ASX 24, FEX and their participants must comply with a common set of market integrity rules for futures markets.
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Market integrity rules |
ASIC Market Integrity Rules (Futures Markets) 2017 ASIC Market Integrity Rules (Securities Markets and Futures Markets) Amendment 2018 (No. 1) ASIC Market Integrity Rules (Futures Markets – Capital) 2017 |
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Guidance |
Regulatory Guide 266 Guidance on ASIC market integrity rules for participants of futures markets |
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Determinations |
ASIC Market Integrity Rules (Futures Markets) Determination 2018/315 |
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Waivers |
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Consultation |
Consultation Paper 302 Proposed changes to ASIC’s capital requirements for market participants Consultation Paper 277 Proposals to consolidate the ASIC market integrity rules Report 547 Response to submissions on CP 277 Proposals to consolidate the ASIC market integrity rules |
IMB
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Market integrity rules |
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Guidance |
Regulatory Guide 265 Guidance on ASIC market integrity rules for participants of securities markets |
NSXA
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Market integrity rules |
ASIC Market Integrity Rules (NSXA Market) 2010 Amendment 2015 (No. 1) (commenced 2 May 2015) |
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Guidance |
Regulatory Guide 265 Guidance on ASIC market integrity rules for participants of securities markets |