CP 88 Reviewing and updating RG 146: Training of financial product advisers
Released 31 July 2007. Comment closed 25 September 2007.
This consultation paper:
- sets out how ASIC proposes to amend Regulatory Guide 146 Licensing: Training of financial product advisers to facilitate flexible and cost effective training for financial product advisers while maintaining suitable training standards; and
- seeks the views of advisers, licensees and consumers.
Download CP 88 (PDF 224 KB) | Read the information release
Read the report on submissions | Read RG 146
| Submissions | Date |
|---|---|
| AAMI | 25 September 2007 |
| Abacus Australian Mutuals - main | 25 September 2007 |
| Abacus Australian Mutuals - supplement | 5 November 2007 |
| AMP | 25 September 2007 |
| Association of Superannuation Funds of Australia Ltd (ASFA) | 8 October 2007 |
| Australian and New Zealand Institute of Insurance and Finance | 24 September 2007 |
| Australian Bankers' Association Inc | 28 September 2007 |
| AXA Financial Planning Ltd and Charter Financial Planning | 27 September 2007 |
| Beverly Houterman | 18 September 2007 |
| CPA Australia, The Institute of Chartered Accountants in Australia and National Institute of Accountants (Joint submission) | 25 September 2007 |
| Financial Education Professionals Pty Ltd | 24 August 2007 |
| Financial Planning Association of Australia Ltd | 25 September 2007 |
| Genesys Wealth Advisers | 27 September 2007 |
| Insurance Advisers Association of Australia Ltd | 25 September 2007 |
| Insurance Council of Australia Limited | 18 September 2007 |
| Investment & Financial Services Association Ltd (IFSA) | 25 September 2007 |
| Kaplan | 17 August 2007 |
| KPMG | 12 September 2007 |
| Medical Indemnity Industry Association of Australia Inc | 20 September 2007 |
| National Insurance Brokers Association of Australia | 26 September 2007 |
| One Step Further - Institute of Excellence | 24 September 2007 |
| Plan B Wealth Management | 26 September 2007 |
| Securities & Derivatives Industry Association (SDIA) | 27 September 2007 |
| Sterling Strategies Pty Ltd | 25 September 2007 |