Australian Securities and Investments Commission

ASIC senior executives

ASIC Chairman
Deputy Chairman
ASIC Commissioner

CEO and other officers
Strategy
Financial economy
Real economy
Deterrence

Regional Commissioners
Previous ASIC chairmen

ASIC's structure

ASIC Chairman

Tony D’Aloisio BA 1971, LLB (Hons) 1973

Mr Tony D’Aloisio became ASIC Chairman on 13 May 2007 for a four-year term. Between 22 November 2006 and 13 May 2007, Mr D’Aloisio held the position of ASIC Commissioner.

Mr D’Aloisio has extensive commercial and legal experience and has been involved in business policy and regulation.

Prior to joining ASIC, he was Managing Director and Chief Executive Officer at the Australian Stock Exchange from 2004 to 2006.

Prior to this, he was Chief Executive Partner at Mallesons Stephen Jaques between 1992 and 2004. Mr D’Aloisio joined Mallesons in 1977 where he practised as a commercial lawyer until taking up his role as Chief Executive Partner. His principal areas of practice were mergers and acquisitions, taxation and restrictive trade practices and international trade and investment.

In addition to practising law, Mr D’Aloisio held a number of management and business positions within Mallesons, with his role involving extensive assessment of markets in Hong Kong, China, Thailand, Taiwan, Indonesia, Singapore, Malaysia, USA and the UK.

Mr D’Aloisio has held a number of directorships and positions:

2003 – 2004	Director, Boral Limited
2003 – 2006	Director, Business Council of Australia
1994 – 2006	Member, Business Council of Australia
1998 – 2004	Member, International Legal Services Advisory Council
2002 – 2004	Member, Board of Taxation
2002 – 2004	Director, World Federation of Stock Exchanges
2001 – Current	Director, Australian Charities Fund

Mr D’Aloisio graduated from Monash University with a Bachelor of Arts (1971) and a Bachelor of Laws (Hons) (1973) and was admitted to practice as a barrister and solicitor in Victoria, Western Australia, Queensland and the ACT, and as a solicitor in NSW.

Appointment as ASIC Chairman, Treasurer's press release, 27 April 2007
Appointment to the Commission, ASIC Media release 06-356, 9 October 2006

Deputy Chairman

Jeremy Cooper LLB (Hons), FAICD, SF Fin

Jeremy Cooper is the Deputy Chairman of ASIC, having been appointed in July 2004 for a 5 year term.

He was previously a partner with a leading Australian law firm where he was involved in many major corporate transactions, including takeovers, reconstructions, ASX listings and capital raisings.

Jeremy has been a member of the Corporations Committee of the Business Law Section of the Law Council of Australia since 1995 and is a regular speaker on corporate law issues.

Jeremy lives in Melbourne.

Appointment as Deputy Chairman, Treasurer's press release, 8 July 2004

ASIC Commissioner

Belinda Gibson BEc, LLB (Hons) (Syd), LLM (Hons) (Cantab)

Ms Belinda Gibson has been appointed as ASIC Commissioner for a three-year term commencing on 5 November 2007.

Ms Gibson was a Partner at Mallesons Stephen Jaques where she specialised in transactional advice and in corporate and securities law. Ms Gibson has managerial experience through her role as Partner in Charge of the Sydney office of Mallesons Stephen Jaques from 2000 to 2003. She has extensive knowledge of corporate governance and accounting practices in Australia.

Appointment as ASIC Commissioner, Treasurer's press release, 5 October 2007

CEO and other officers

Chief Executive Officer	John Bligh
Chief Legal Officer	Michael Kingston
Chief Information Officer	Rachel Johnson-Kelly
Chief Financial Officer	Stephen Lutz
Real economy	Carlos Iglesias
People and development	Francine Biddulph
Corporate services	Linda Dean
Corporate affairs	Stephen Woodhill

Strategy

Executive Director Strategy	Malcolm Rodgers
Chief Economist:	Alex Erskine
Head of Strategic Policy:	Joanna Bird
Director, International Relations:	Mark Adams

Financial economy

ASIC’s new financial economy structure is made up of 12 stakeholder teams, and eight deterrence (enforcement) teams. Each team is headed by a Senior Executive Leader.

Stakeholder Team	Senior Executive Leader
Accountants and auditors	Lee White
Insolvency practitioners and liquidators	Stefan Dopking
Corporations	John Price
Emerging mining and resources	Subject to offer
Exchange market operators	Mark Adams
Market participants	Greg Yanco
Investment Banks	Camille Blackburn
Investment Managers	Pamela Hanrahan
Super Funds	Louise du Pre-Alba
Deposit takers, credit and insurance providers	Greg Kirk
Financial Advisors	Deborah Koromilas
Consumers and retail investors	Delia Rickard

Real economy

Senior Executive Leader - Real economy	Carlos Iglesias
Applications, misconduct/breach reporting and enquiries	Kathrine Morgan-Wicks
Registry services and licensing	Rosanne Bell

Deterrence

Deterrence Team	Senior Executive Leader
Market Integrity (1)	Kathleen Harris
Market Integrity (2)	George Stogdale
Corporate Governance (1)	Glen Unicomb
Corporate Governance (2)	Sean Hughes
Financial Services (1)	David McGuinness
Financial Services (2)	Tim Mullaly
Financial Services (3)	Tim Castle
International Cases and Fraud	Julie Read

Regional Commissioners

To be announced

ASIC Website: Printed 10/12/2008

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